RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•• T••••• M•••••••
- C••••• F•••• I••••••••• M••••••••• L•• mixed wealth currentsince Mar 11, 2022 · Charlotte, Nc
- C••••• F•••• I••••••••• M••••••••• L•• mixed wealthJan 3, 2020 to Dec 18, 2021 · Sterling, Va
- S•••••• W••••• M••••••••• L•• independent RIANov 27, 2018 to Jan 30, 2019 · Gaithersburg, Md
- F•• W••••• P••••••• independent RIAMar 6, 2017 to Nov 28, 2018 · Rockville, Md
- L•• F•••••••• L•• BD affiliatedAug 5, 2014 to Nov 28, 2016 · Alexandria, Va
- O•••• W••••• M••••••••• L•• independent RIAJun 17, 2013 to Jan 10, 2014 · Arlington, Va
- T•••••• C••••••• L•• mixed wealthAug 8, 2012 to Aug 28, 2012 · Greenville, Sc
- S•••••• W••••• M••••••••• L•• to C••••• F•••• I••••••••• M••••••••• L••left Jan 30, 2019, registered Jan 3, 2020 (338 days) · RIA to RIA
- F•• W••••• P••••••• to S•••••• W••••• M••••••••• L••left Nov 28, 2018, registered Nov 27, 2018 (-1 days) · RIA to RIA
- L•• F•••••••• L•• to F•• W••••• P•••••••left Nov 28, 2016, registered Mar 6, 2017 (98 days) · Other
- O•••• W••••• M••••••••• L•• to L•• F•••••••• L••left Jan 10, 2014, registered Aug 5, 2014 (207 days) · Other
- T•••••• C••••••• L•• to O•••• W••••• M••••••••• L••left Aug 28, 2012, registered Jun 17, 2013 (293 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address