DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• P•••• A•••••••• L••
Latest filing Feb 10, 2026
First filing on the tape Nov 16, 2011 · 51 filings
SEC status approved since Oct 16, 2012
RAUM
$558M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$557M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$558M as of Feb 10, 2026
Mar 19, 2012$73.0M then
HNW client RAUM$494M as of Feb 10, 2026
Mar 9, 2018$220M then
State-registered IARs (5.B.3)5 as of Feb 10, 2026
Mar 19, 20120 then
Employees (5.A)5 as of Feb 10, 2026
Mar 20, 20133 then
Private funds: no history
RAUM +13% over the last fiscal year+18% a year over threeIARs 6 to 5offices 4 to 3
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $796,402derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publicationsreportedItem 5.G
- Custody
- $109M, 25 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$494M89%
- Individuals$63.2M11%
- Individual clients
- 162reported
- HNW clients
- 90reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 701reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $109M for 25 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W••••• A••••• D•••••Certified Financial Planner | Wellesley, Ma | Dec 10, 2008 | 21 y | 1 |
| A••••• J•• W••••• | Portland, Me | Feb 28, 2012 | 24 y | 3 |
| B••••••• J•••• S••••Chartered Financial Analyst | Wellesley, Ma | Apr 4, 2012 | 14 y | 0 |
| C••••••••• R••••• D•• C•• | Wellesley, Ma | Dec 12, 2016 | 37 y | 0 |
| C••••• J•••• W•••••••• | Bangor, Me | Feb 17, 2021 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••••• A••••• D•••• to G••••••• P•••• R••••••••• S•••••••• L••May 5, 2023 · Other
- B••• C••••••• C••• to G••••••• P•••• R••••••••• S•••••••• L••Nov 23, 2015 · Other
Joined, latest
- W••••• A••••• D••••• from P••••••• I••••••••• I•••Dec 10, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• W•••••• A••••• · Managing Member/Chief Compliance Officer/Owns Common Sharescontrolsince 10/2008 · owns 50% to 75%
- D•••••• R•••••• E••••• · Member/Owns Preferred A Shares,Non-Votingsince 10/2008 · owns 10% to 25%
- S••••• B•••••••• J•••• · Member/Preferred Unit Holder And Principalsince 10/2015 · owns 10% to 25%
- W•••••• A•••••• J•• · Member/Preferred Unit Holder And Principalsince 10/2015 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wellesley, Ma | 5 | 0 | 0 | ||
| Bangor, Me | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bangor, ME2 employees
- Portland, ME1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 680 to 701Feb 11, 2025 to Feb 10, 2026
- Advisory employees · 6 to 5Feb 11, 2025 to Feb 10, 2026
- HNW clients · 71 to 90Feb 11, 2025 to Feb 10, 2026
- Individual clients · 169 to 162Feb 11, 2025 to Feb 10, 2026
- Assets in custody · $87.8M to $109MFeb 11, 2025 to Feb 10, 2026
- Employees · 6 to 5Feb 11, 2025 to Feb 10, 2026
- State-registered IARs · 6 to 5Feb 11, 2025 to Feb 10, 2026
- Other offices · 4 to 3Feb 11, 2025 to Feb 10, 2026
- Discretionary RAUM · $492M to $558MFeb 11, 2025 to Feb 10, 2026
- HNW RAUM · $415M to $494MFeb 11, 2025 to Feb 10, 2026
- Individual RAUM · $76.0M to $63.2MFeb 11, 2025 to Feb 10, 2026
- RAUM · $492M to $558MFeb 11, 2025 to Feb 10, 2026
- Related adviser · false to trueFeb 11, 2025 to Feb 10, 2026
- Accounts · 644 to 680Oct 3, 2024 to Feb 11, 2025
- HNW clients · 75 to 71Oct 3, 2024 to Feb 11, 2025
- Individual clients · 183 to 169Oct 3, 2024 to Feb 11, 2025
- Assets in custody · $73.2M to $87.8MOct 3, 2024 to Feb 11, 2025
- Financial planning clients · 101-250 to 101-250Oct 3, 2024 to Feb 11, 2025
- HQ city · unset to Oct 3, 2024 to Feb 11, 2025
- HQ state · unset to Oct 3, 2024 to Feb 11, 2025
- Discretionary RAUM · $393M to $492MOct 3, 2024 to Feb 11, 2025
- HNW RAUM · $336M to $415MOct 3, 2024 to Feb 11, 2025
- Individual RAUM · $56.0M to $76.0MOct 3, 2024 to Feb 11, 2025
- RAUM · $393M to $492MOct 3, 2024 to Feb 11, 2025
- Accounts · 631 to 644May 3, 2023 to Feb 6, 2024
- Advisory employees · 7 to 6May 3, 2023 to Feb 6, 2024
- HNW clients · 48 to 75May 3, 2023 to Feb 6, 2024
- Individual clients · 187 to 183May 3, 2023 to Feb 6, 2024
- Assets in custody · $55.6M to $73.2MMay 3, 2023 to Feb 6, 2024
- Custody of client assets · false to trueMay 3, 2023 to Feb 6, 2024
- Employees · 7 to 6May 3, 2023 to Feb 6, 2024
- Insurance-licensed employees · 4 to 3May 3, 2023 to Feb 6, 2024
- State-registered IARs · 7 to 6May 3, 2023 to Feb 6, 2024
- Discretionary RAUM · $342M to $393MMay 3, 2023 to Feb 6, 2024
- HNW RAUM · $276M to $336MMay 3, 2023 to Feb 6, 2024
- Individual RAUM · $64.8M to $56.0MMay 3, 2023 to Feb 6, 2024
- RAUM · $342M to $393MMay 3, 2023 to Feb 6, 2024
- Accounts · 541 to 631Feb 6, 2022 to Feb 8, 2023
- HNW clients · 53 to 48Feb 6, 2022 to Feb 8, 2023
- Individual clients · 159 to 187Feb 6, 2022 to Feb 8, 2023
Signals
2 dated events
- A•••••• A••••• D•••• left G••••••• P•••• A•••••••• L•• for G••••••• P•••• R••••••••• S•••••••• L•• (registered 2013-08-29)May 5, 2023 · Advisor changed firm · fact
- G••••••• P•••• A•••••••• L•• filed its initial SEC registration (Form ADV)Oct 9, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 617-869-6653reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- G•••••••P••••LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-869-6653reportedpublic record, Form ADV, Feb 10, 2026
- Team page
- guidancepointllc.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026