DFX Intelligence

K••••••• S•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

K••••••• S•••• M•••••

Advisor at W••••••••• A•••••••

Salisbury, MD | Fulton, MD

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Search this name across graphsid dfx:ria:5b12b0a9-8723-0776-c849-85d2d78646f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••	Independent wealth	Mar 31, 2021	n/a	yes	Salisbury, MD\|Fulton, MD	Current employment
S•••••••••	Former SEC adviser	Aug 3, 2006	Oct 1, 2021	no	SALISBURY, MD\|FULTON, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••••	W••••••••• A•••••••	Oct 1, 2021	Mar 31, 2021	-184	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
113678:106181:MD:2021-10-01	Oct 1, 2021	Mar 31, 2021	FULTON, MD	Firm change after gap

Relationships

Registered with (2)

→ W••••••••• A•••••••Registered adviserregistration: current employment
Mar 31, 2021 to presentfactForm ADV
→ S•••••••••Registered adviserregistration: previous registration
Aug 3, 2006 to Oct 1, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b12b0a9-8723-0776-c849-85d2d78646f4
First observed: Aug 3, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.