J•••• F•••••••

Advisor at P••••••••• • A• E••••••••• C••••••

OWINGS MILLS, MD | INDIAN LAND, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5b136fb8-b78f-9ab6-f5c3-df7a1311e3f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Nov 22, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• • A• E••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• • A• E••••••••• C••••••	Independent wealth	Jan 1, 2025	n/a	yes	INDIAN LAND, SC\|OWINGS MILLS, MD	Current employment
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	Former SEC adviser	Jul 21, 2022	Feb 22, 2024	no	ISELIN, NJ\|Indian Land, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	P••••••••• • A• E••••••••• C••••••	Feb 22, 2024	Jan 1, 2025	314	Firm change	RIA to RIA
F••••••••• I••••••••• A••••••• L••	E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	May 24, 2022

Relationships

Registered with (7)

→ P••••••••• • A• E••••••••• C••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2022 to Feb 22, 2024factForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 17, 2021 to May 24, 2022factForm ADV
→ A•••• I••••••••• M•••••••••

Dated events

Occurred
Feb 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b136fb8-b78f-9ab6-f5c3-df7a1311e3f4
First observed: Nov 22, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.