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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

JESUS A POMPA

Advisor at LIFESTYLE ASSET MANAGEMENT, INC.

Dallas, TX | FORT WORTH, TX | FRIENDSWOOD, TX

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Search this name across graphsid dfx:ria:5b1cb285-7ba3-eafe-6d74-f0865bc0785c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIFESTYLE ASSET MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 24, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 24, 2015
First registration: Mar 25, 2015
Dual registered: yes, broker-dealer
Other names: JESSE POMPA|JESUS ALBERTO POMPA
IAPD individual key: 6413142

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIFESTYLE ASSET MANAGEMENT, INC.	Independent wealth	May 9, 2024	n/a	yes	FORT WORTH, TX\|FRIENDSWOOD, TX\|Dallas, TX	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Oct 25, 2019	Dec 31, 2023	no	IRVING, TX	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Apr 4, 2018	Oct 25, 2019	no	BEAUMONT, TX	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Sep 8, 2016	Mar 30, 2018	no	Beaumont, TX\|MCLEAN, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 25, 2015	Aug 2, 2016	no	BEAUMONT, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	LIFESTYLE ASSET MANAGEMENT, INC.	Dec 31, 2023	May 9, 2024	130	Firm change	Ibd to RIA
1ST GLOBAL ADVISORS INC	AVANTAX ADVISORY SERVICES	Oct 25, 2019	Oct 25, 2019	0	Bulk transfer	Ibd to ibd
CAPITAL ONE ADVISORS, LLC	1ST GLOBAL ADVISORS INC	Mar 30, 2018	Apr 4, 2018	5	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CAPITAL ONE ADVISORS, LLC	Aug 2, 2016	Sep 8, 2016	37	Firm change	Other

Relationships

Registered with (5)

→ LIFESTYLE ASSET MANAGEMENT, INC.Registered adviserregistration: current employment
May 9, 2024 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 25, 2019 to Dec 31, 2023factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Apr 4, 2018 to Oct 25, 2019factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 8, 2016 to Mar 30, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 25, 2015 to Aug 2, 2016factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Jesus A Pompa left Avantax Advisory Services for Lifestyle Asset Management, Inc. (registered 2024-05-09)
Form ADVobserved 5 days ago