DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jesus A Pompa
Certified Financial Planner
Feed of 09/15/2026
Also filed as Jesse Pompa
At current firm
2 y
since May 9, 2024
In the industry
11 y
since Mar 24, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Lifestyle Asset Management, Inc. independent RIA currentsince May 9, 2024 · Fort Worth, Tx
- Avantax Advisory Services formerOct 25, 2019 to Dec 31, 2023 · Irving, Tx
- 1st Global Advisors Inc formerApr 4, 2018 to Oct 25, 2019 · Beaumont, Tx
- Capital One Advisors, LLC formerSep 8, 2016 to Mar 30, 2018 · Beaumont, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 25, 2015 to Aug 2, 2016 · Beaumont, Tx
Moves
a registration end followed by a registration begin elsewhere
- Avantax Advisory Services to Lifestyle Asset Management, Inc.left Dec 31, 2023, registered May 9, 2024 (130 days) · Affiliated broker-dealer or bank to independent RIA
- 1st Global Advisors Inc to Avantax Advisory Servicesleft Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- Capital One Advisors, LLC to 1st Global Advisors Incleft Mar 30, 2018, registered Apr 4, 2018 (5 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Capital One Advisors, LLCleft Aug 2, 2016, registered Sep 8, 2016 (37 days) · Other
Signals
- Jesus A Pompa left Avantax Advisory Services for Lifestyle Asset Management, Inc. (registered 2024-05-09)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address