DFX Intelligence

J•••• E•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J•••• E•••• B•••••

Advisor at B•••••• L••• A••••••• S•••••••• I•••

CHICAGO, IL | PHOENIX, AZ

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Search this name across graphsid dfx:ria:5b273e26-48c4-b61b-472c-39178268c36b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 21, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• L••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 8, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• L••• A••••••• S•••••••• I•••	Bd affiliated wealth	Dec 6, 2024	n/a	yes	PHOENIX, AZ\|CHICAGO, IL	Current employment
C••• L••	Bd affiliated wealth	Jul 22, 2022	Oct 3, 2023	no	OMAHA, NE\|Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	B•••••• L••• A••••••• S•••••••• I•••	Oct 3, 2023	Dec 6, 2024	430	Firm change after gap	Ibd to ibd
C•••••• S••••• • C••• I•••	C••• L••	Jul 22, 2022	Jul 22, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
106352:5393:AZ:2017-11-13	Nov 13, 2017	May 22, 2019	PHOENIX, AZ	Firm change after gap

Relationships

Registered with (5)

→ B•••••• L••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Dec 6, 2024 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Jul 22, 2022 to Oct 3, 2023factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 22, 2019 to Jul 22, 2022factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
Oct 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b273e26-48c4-b61b-472c-39178268c36b
First observed: Jan 21, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.