DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Julie Elise Barker

Bankers Life Advisory Services, Inc.BD affiliatedChicago, Il dual registrantIAPD 4533424

Feed of 09/15/2026

Also filed as Julie Elise Barker

At current firm

1 y

since Dec 6, 2024

In the industry

21 y

since Dec 8, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Bankers Life Advisory Services, Inc. BD affiliated current
since Dec 6, 2024 · Phoenix, Az
Cwm, LLC BD affiliated
Jul 22, 2022 to Oct 3, 2023 · Omaha, Ne
Charles Schwab & Co., Inc. national BD
May 22, 2019 to Jul 22, 2022 · Phoenix, Az
Usaa Financial Planning Services former
Apr 2, 2013 to Nov 13, 2017 · Phoenix, Az
Usaa Investment Services Company no RAUM
Jul 7, 2011 to Apr 3, 2013 · Phoenix, Az
Usaa Financial Planning Services former
Jan 21, 2010 to Jul 11, 2011 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

Cwm, LLC to Bankers Life Advisory Services, Inc.
left Oct 3, 2023, registered Dec 6, 2024 (430 days) · Affiliated broker-dealer or bank to another
Charles Schwab & Co., Inc. to Cwm, LLC
left Jul 22, 2022, registered Jul 22, 2022 (0 days) · Affiliated broker-dealer or bank to another
Usaa Financial Planning Services to Charles Schwab & Co., Inc.
left Nov 13, 2017, registered May 22, 2019 (555 days) · Other · moved with a team
Usaa Investment Services Company to Usaa Financial Planning Services
left Apr 3, 2013, registered Apr 2, 2013 (-1 days) · corporate re-registration, not a move
Usaa Financial Planning Services to Usaa Investment Services Company
left Jul 11, 2011, registered Jul 7, 2011 (-4 days) · channel change inside one enterprise, not a move

Signals

Julie Elise Barker left Cwm, Llc for Bankers Life Advisory Services, Inc. (registered 2024-12-06)
Oct 3, 2023 · Advisor changed firm · fact
Julie Elise Barker left Charles Schwab & Co., Inc. for Cwm, Llc (registered 2022-07-22)
Jul 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address