DFX Intelligence

L•••• V••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

L•••• V••••• C•••••

Advisor at C••• L••

OMAHA, NE | Lake Oswego, OR

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 31, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 27, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jul 8, 2026	n/a	yes	Lake Oswego, OR\|OMAHA, NE	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 19, 2023	Aug 3, 2026	no	PORTLAND, OR\|YAKIMA, WA\|NEWPORT, OR\|PORTLAND, OR\|LINCOLN CITY, OR\|MILWAUKIE, OR\|PORTLAND, OR\|MERIDIAN, ID\|SAINT HELENS, OR\|KETCHUM, ID\|BEAVERTON, OR\|MILWAUKIE, OR\|PORTLAND, OR\|GRESHAM, OR\|SEATTLE, WA\|NEWPORT, OR\|BEAVERTON, OR\|PORTLAND, OR\|THE DALLES, OR\|SAINT HELENS, OR\|LAKE OSWEGO, OR\|OREGON CITY, OR\|PORTLAND, OR\|PENDLETON, OR\|BEAVERTON, OR\|TACOMA, WA\|BEAVERTON, OR\|VANCOUVER, WA\|LAKE OSWEGO, OR\|TUALATIN, OR\|PORTLAND, OR\|VANCOUVER, WA\|TOLEDO, OR\|PORTLAND, OR\|LINCOLN CITY, OR\|KETCHUM, ID\|NAMPA, ID\|BOISE, ID\|FOREST GROVE, OR\|PORTLAND, OR\|BEAVERTON, OR\|SAINT HELENS, OR\|PORTLAND, OR\|NEWPORT, OR\|PORTLAND, OR\|TOLEDO, OR\|MILWAUKIE, OR\|PENDLETON, OR\|VANCOUVER, WA\|RIDGEFIELD, WA\|LINCOLN CITY, OR\|PORTLAND, OR\|TACOMA, WA\|THE DALLES, OR\|KENNEWICK, WA\|SEATTLE, WA\|PASCO, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••• L••	Aug 3, 2026	Jul 8, 2026	-26	Firm change	Ibd to ibd
B••••••• I••••••••• S•••••••• I••• •••••	L•• F•••••••• L••	Jul 19, 2023	Jul 19, 2023

Relationships

Registered with (7)

→ C••• L••Registered adviserregistration: current employment
Jul 8, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2023 to Aug 3, 2026factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Jan 21, 2022 to Jul 19, 2023factForm ADV
→ A••••••• F•••••••• A•••••••• L••

Dated events

Order

Occurred
3 Aug 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 31, 1997
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.