DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Lance Victor Cannon

Cwm, LLCBD affiliatedOmaha, Ne dual registrantIAPD 2039334

Feed of 09/15/2026

At current firm

0 y

since Jul 8, 2026

In the industry

36 y

since Mar 27, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cwm, LLC BD affiliated current
since Jul 8, 2026 · Lake Oswego, Or
LPL Financial LLC BD affiliated
Jul 19, 2023 to Aug 3, 2026 · Portland, Or
Bancwest Investment Services, Inc. (Bwis) former
Jan 21, 2022 to Jul 19, 2023 · Nampa, Id
Allstate Financial Advisors, LLC BD affiliated
Jul 6, 2018 to Dec 15, 2021 · Lacey, Wa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 19, 2016 to Nov 27, 2017 · Portland, Or
Securian Financial Services, Inc. former
Oct 4, 2006 to Nov 3, 2006 · Millcreek, Wa
LPL Financial LLC BD affiliated
Aug 10, 2005 to Sep 9, 2005 · San Diego, Ca
Metlife Investment Fund Services LLC unclassified
Jan 31, 1997 to Nov 19, 2004 · East Brunswick, Nj

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Cwm, LLC
left Aug 3, 2026, registered Jul 8, 2026 (-26 days) · Affiliated broker-dealer or bank to another
Bancwest Investment Services, Inc. (Bwis) to LPL Financial LLC
left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
Allstate Financial Advisors, LLC to Bancwest Investment Services, Inc. (Bwis)
left Dec 15, 2021, registered Jan 21, 2022 (37 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Allstate Financial Advisors, LLC
left Nov 27, 2017, registered Jul 6, 2018 (221 days) · Wirehouse to affiliated broker-dealer or bank
Securian Financial Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 3, 2006, registered Oct 19, 2016 (3638 days) · Other
LPL Financial LLC to Securian Financial Services, Inc.
left Sep 9, 2005, registered Oct 4, 2006 (390 days) · Other
Metlife Investment Fund Services LLC to LPL Financial LLC
left Nov 19, 2004, registered Aug 10, 2005 (264 days) · Other

Signals

Lance Victor Cannon left Lpl Financial Llc for Cwm, Llc (registered 2026-07-08)
Aug 3, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address