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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PCM ENCORE, LLC

CRD 333127

ASPEN, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5b42aead-149c-3cd3-2d89-8df3eb773fca

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 6
On other graphs: 0
Observed: Sep 3, 2024 to Jun 16, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-06-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $194Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 8
Offices: 9Schedule D 1.F, beyond the principal office
Accounts: 629
Individual clients: 67
High net worth clients: 99
Custody, client assets: $1.7B
SEC number: 801-131243
CRD: 333127
Filings on the tape: 13
First filed: Sep 3, 2024
Latest filed: Jun 16, 2026
Organised: Limited Liability Company, DE
Website: encoreinvestment.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Michael James Paulus	n/a	ASPEN, CO	1	10	n/a	no
Samuel Levi Rice	n/a	Bellevue, WA \| ASPEN, CO	1	10	n/a	no
JOHN JOSEPH GAVIN III	n/a	ASPEN, CO \| Midlothian, VA	1	21	3	no
ALIXANDRIA ANN TUCCI	Certified Financial Planner	ASPEN, CO \| Charlotte, NC	1	11	3	no
KYLE MATTHEW BOUCHER	Certified Financial Planner	Colorado Springs, CO \| ASPEN, CO	1	11	3	no
Kate Brunori	n/a	Tampa, FL \| ASPEN, CO	0	15	1	no
Joseph Peter Hendrickson	Certified Financial Planner	ASPEN, CO \| Folsom, CA	0	11	n/a	no
Lily Haili Zhang	Certified Financial Planner	ASPEN, CO	0	12	3	no
Logan Thomas Stelzner	n/a	ASPEN, CO	0	13	1	no
Daric Hugh Olson	n/a	DENVER, CO \| ASPEN, CO	0	12	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PAULUS FAMILY IRREVOCABLE	Owner	C	yes	09/2024	Jun 16, 2026	Jun 16, 2026
Paulus, Michael, James	MANAGING MEMBER & CHIEF EXECUTIVE OFFICER, TRUSTEE OF PAULUS FAMILY IRREVOCABLE TRUST	D	yes	09/2024	Jun 16, 2026	Jun 16, 2026
Rice, Samuel, NMN	CHIEF COMPLIANCE OFFICER	Na	yes	09/2024	Jun 16, 2026	Jun 16, 2026
PAULUS FAMILY IRREVOCABLE TRUST	Owner	C	yes	09/2024	Sep 3, 2024	Dec 13, 2024
Paulus, Michael, James	Trustee	E	yes	09/2024	Sep 3, 2024	Dec 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MICHAEL JAMES PAULUS	n/a	n/a	n/a	Y	no	n/a
PCM GROWTH, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$1.7B	$1.7B	14	6	7	n/a	n/a
2024	Mar 27, 2025	$1.2B	$1.2B	9	6	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	1	3	10.0%	3	0	0	10	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.2B	57.3%	n/a	n/a	16	9	9	5

Relationships

Registered with (13)

← Daric Hugh OlsonAdvisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← Logan Thomas StelznerAdvisorregistration: current employment
Aug 5, 2026 to presentfactForm ADV
← Lily Haili ZhangAdvisorregistration: current employment
Jul 6, 2026 to presentfactForm ADV
← Joseph Peter HendricksonAdvisorregistration: current employment
Apr 22, 2026 to presentfactForm ADV
← Kate BrunoriAdvisorregistration: current employment
Feb 19, 2026 to presentfactForm ADV
← KYLE MATTHEW BOUCHERAdvisorregistration: current employment
Jun 6, 2025 to presentfactForm ADV
← ALIXANDRIA ANN TUCCIAdvisorregistration: current employment
Feb 19, 2025 to presentfactForm ADV
← JOHN JOSEPH GAVIN IIIAdvisorregistration: current employment
Nov 19, 2024 to presentfactForm ADV
← Samuel Levi RiceAdvisorregistration: current employment
Oct 21, 2024 to presentfactForm ADV
← Michael James PaulusAdvisorregistration: current employment
Oct 7, 2024 to presentfactForm ADV
← JACOB MATTHEW FLINCHUMAdvisorregistration: previous registration
May 7, 2025 to Nov 5, 2025factForm ADV
← AARON WAYNE BAILEYAdvisorregistration: previous registration
Oct 21, 2024 to Jun 16, 2025factForm ADV
← KEAGAN NWOSUAdvisorregistration: previous registration
Jan 17, 2025 to May 19, 2025factForm ADV

Controls (3)

← Paulus, Michael, JamesOwnerTRUSTEE, ownership code E, individual
Sep 3, 2024 to Dec 13, 2024factForm ADV
← Rice, Samuel, NMNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 3, 2024 to Dec 13, 2024factForm ADV
← PAULUS FAMILY IRREVOCABLE TRUSTOwnerOWNER, ownership code C, domestic entity
Sep 3, 2024 to Dec 13, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 23, 2026
Regulatory AUM changed
Pcm Encore, Llc reported RAUM $1.7B, up 41% from $1.2B (2025-11-11 to 2026-03-23)
Form ADVobserved 4 days ago
$509M
Occurred
Nov 5, 2025
Advisor changed firm
Jacob Matthew Flinchum left Pcm Encore, Llc for Fisher Investments (registered 2026-01-15)
Form ADVobserved 4 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Aaron Wayne Bailey left Pcm Encore, Llc for Digital Ascension Group - Wealth (registered 2026-01-27)
Form ADVobserved 4 days ago
Occurred
May 19, 2025
Advisor changed firm
Keagan Nwosu left Pcm Encore, Llc for Fisher Investments (registered 2025-11-21)
Form ADVobserved 4 days ago
Occurred
Sep 3, 2024
First Form ADV filing
Pcm Encore, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 15, 2026
date not stated
Lily Haili Zhang no longer holds an investment adviser registration (last listed at Pcm Encore, Llc on the 2026-09-14 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b42aead-149c-3cd3-2d89-8df3eb773fca
First observed: Sep 3, 2024
Last observed: Jun 16, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PCM ENCORE, LLC

CRD 333127

ASPEN, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5b42aead-149c-3cd3-2d89-8df3eb773fca

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Michael James Paulus

n/a

ASPEN, CO

n/a

Samuel Levi Rice

n/a

Bellevue, WA | ASPEN, CO

n/a

JOHN JOSEPH GAVIN III

n/a

ASPEN, CO | Midlothian, VA

ALIXANDRIA ANN TUCCI

Certified Financial Planner

ASPEN, CO | Charlotte, NC

KYLE MATTHEW BOUCHER

Certified Financial Planner

Colorado Springs, CO | ASPEN, CO

Kate Brunori

n/a

Tampa, FL | ASPEN, CO

Joseph Peter Hendrickson

Certified Financial Planner

ASPEN, CO | Folsom, CA

n/a

Lily Haili Zhang

Certified Financial Planner

ASPEN, CO

Logan Thomas Stelzner

n/a

ASPEN, CO

Daric Hugh Olson

n/a

DENVER, CO | ASPEN, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PAULUS FAMILY IRREVOCABLE

Owner

yes

09/2024

Jun 16, 2026

Paulus, Michael, James

MANAGING MEMBER & CHIEF EXECUTIVE OFFICER, TRUSTEE OF PAULUS FAMILY IRREVOCABLE TRUST

yes

09/2024

Jun 16, 2026

Rice, Samuel, NMN

CHIEF COMPLIANCE OFFICER

yes

09/2024

Jun 16, 2026

PAULUS FAMILY IRREVOCABLE TRUST

Owner

yes

09/2024

Sep 3, 2024

Dec 13, 2024

Paulus, Michael, James

Trustee

yes

09/2024

Sep 3, 2024

Dec 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MICHAEL JAMES PAULUS

n/a

PCM GROWTH, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$1.7B

n/a

2024

Mar 27, 2025

$1.2B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

10.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

$1.2B

57.3%

n/a