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Advisor at PCM ENCORE, LLC
ASPEN, CO | Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PCM ENCORE, LLC | Independent wealth | Feb 19, 2025 | n/a | yes | Charlotte, NC|ASPEN, CO | Current employment |
| Q3 ADVISORS, LLC | No RAUM reported | Nov 13, 2024 | Jan 23, 2025 | no | Charlotte, NC | Previous registration |
| Facet | Independent wealth | Feb 24, 2020 | Nov 12, 2024 | no | Charlotte, NC|WEST PALM BEACH, FL|Charlotte, NC | Previous registration |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Dec 13, 2016 | Feb 24, 2020 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Q3 ADVISORS, LLC | PCM ENCORE, LLC | Jan 23, 2025 | Feb 19, 2025 | 27 | Firm change | Other |
| Facet | Q3 ADVISORS, LLC | Nov 12, 2024 | Nov 13, 2024 | 1 | Firm change | Other |
| VANGUARD ADVISERS, INC. | Facet | Feb 24, 2020 | Feb 24, 2020 | 0 | Firm change | Ibd to RIA |