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RIA / WealthAdvisor18 years in industry

Nicholas Daniel Castellano

Advisor at OUTLOOK WEALTH ADVISORS, LLC

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:5b47eb73-1fa1-eb7e-b6b4-db4226611e0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Feb 27, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OUTLOOK WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 3, 2016
First registration: Feb 27, 2008
Dual registered: no
Other names: Nick Castellano|NICHOLAS DANIEL CASTELLANO|Nick D Castellano|Nicholas D Castellano
IAPD individual key: 2718649

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OUTLOOK WEALTH ADVISORS, LLC	Independent wealth	Apr 13, 2026	n/a	yes	THE WOODLANDS, TX	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Apr 29, 2025	Aug 7, 2025	no	Coconut Creek, FL	Previous registration
SINGER WEALTH ADVISORS LLC	Independent wealth	Jan 31, 2025	Mar 19, 2025	no	BOCA RATON, FL	Previous registration
PRIMERICA ADVISORS	National bd RIA	Sep 29, 2020	Jan 2, 2025	no	DECATUR, TX\|SCOTTSDALE, AZ\|FORT LAUDERDALE, FL	Previous registration
MORGAN STANLEY	Wirehouse	May 21, 2018	Jan 10, 2019	no	FT. LAUDERDALE, FL	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Mar 6, 2017	Aug 21, 2017	no	SAINT LOUIS, MO	Previous registration
PACIFIC WEALTH MANAGEMENT	Independent wealth	May 26, 2016	Sep 23, 2016	no	SAN DIEGO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 27, 2008	Sep 25, 2013	no	FORT WORTH, TX\|TEMECULA, CA\|CORONA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	OUTLOOK WEALTH ADVISORS, LLC	Aug 7, 2025	Apr 13, 2026	249	Firm change	Ibd to RIA
SINGER WEALTH ADVISORS LLC	AE WEALTH MANAGEMENT, LLC	Mar 19, 2025	Apr 29, 2025	41	Firm change	RIA to ibd
PRIMERICA ADVISORS	SINGER WEALTH ADVISORS LLC	Jan 2, 2025	Jan 31, 2025	29	Firm change	Ibd to RIA
MORGAN STANLEY	PRIMERICA ADVISORS	Jan 10, 2019	Sep 29, 2020	628	Firm change after gap	Wirehouse to ibd
SCOTTRADE INVESTMENT MANAGEMENT	MORGAN STANLEY	Aug 21, 2017	May 21, 2018	273	Firm change	Other
PACIFIC WEALTH MANAGEMENT	SCOTTRADE INVESTMENT MANAGEMENT	Sep 23, 2016	Mar 6, 2017	164	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PACIFIC WEALTH MANAGEMENT	Sep 25, 2013	May 26, 2016	974	Firm change after gap	Other

Relationships

Registered with (8)

→ OUTLOOK WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Apr 13, 2026 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 29, 2025 to Aug 7, 2025factForm ADV
→ SINGER WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jan 31, 2025 to Mar 19, 2025factForm ADV
→ PRIMERICA ADVISORSRegistered adviserregistration: previous registration
Sep 29, 2020 to Jan 2, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 21, 2018 to Jan 10, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Mar 6, 2017 to Aug 21, 2017factForm ADV
→ PACIFIC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 26, 2016 to Sep 23, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 27, 2008 to Sep 25, 2013factForm ADV

Dated events

Occurred
Aug 7, 2025
Advisor changed firm
Nicholas Daniel Castellano left Ae Wealth Management, Llc for Outlook Wealth Advisors, Llc (registered 2026-04-13)
Form ADVobserved 5 days ago
Occurred
Mar 19, 2025
Advisor changed firm
Nicholas Daniel Castellano left Singer Wealth Advisors Llc for Ae Wealth Management, Llc (registered 2025-04-29)
Form ADVobserved 5 days ago
Occurred
Jan 2, 2025
Advisor changed firm
Nicholas Daniel Castellano left Primerica Advisors for Singer Wealth Advisors Llc (registered 2025-01-31)
Form ADVobserved 5 days ago