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Advisor at FIRST ADVISORS NATIONAL, LLC
Long Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST ADVISORS NATIONAL, LLC | Independent wealth | Jun 6, 2023 | n/a | yes | Long Beach, CA | Current employment |
| BANKERS LIFE ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 2, 2021 | Apr 11, 2022 | no | Long Beach, CA|CHICAGO, IL | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 30, 2017 | Apr 13, 2021 | no | IRVINE, CA | Previous registration |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Feb 25, 2015 | May 22, 2017 | no | DOWNEY, CA|ANAHEIM, CA | Previous registration |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Aug 20, 2014 | Feb 9, 2015 | no | Long Beach, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANKERS LIFE ADVISORY SERVICES, INC. | FIRST ADVISORS NATIONAL, LLC | Apr 11, 2022 | Jun 6, 2023 | 421 | Firm change after gap | Ibd to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | BANKERS LIFE ADVISORY SERVICES, INC. | Apr 13, 2021 | Sep 2, 2021 | 142 | Firm change | Other |
| CENTAURUS FINANCIAL, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | May 22, 2017 | Jun 30, 2017 | 39 | Firm change | Other |
| INDEPENDENT FINANCIAL GROUP, LLC | CENTAURUS FINANCIAL, INC. | Feb 9, 2015 | Feb 25, 2015 | 16 | Firm change | Other |