DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jose Miguel Hernandez-Gomez
Feed of 09/14/2026
Also filed as Jose Miguel Hernandez-Gomez
At current firm
3 y
since Jun 6, 2023
In the industry
12 y
since Aug 20, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- First Advisors National, LLC independent RIA currentsince Jun 6, 2023 · Long Beach, Ca
- Bankers Life Advisory Services, Inc. BD affiliatedSep 2, 2021 to Apr 11, 2022 · Long Beach, Ca
- Northwestern Mutual Investment Services,LLC no RAUMJun 30, 2017 to Apr 13, 2021 · Irvine, Ca
- Centaurus Financial, Inc. BD affiliatedFeb 25, 2015 to May 22, 2017 · Downey, Ca
- Independent Financial Group, LLC BD affiliatedAug 20, 2014 to Feb 9, 2015 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Bankers Life Advisory Services, Inc. to First Advisors National, LLCleft Apr 11, 2022, registered Jun 6, 2023 (421 days) · Affiliated broker-dealer or bank to independent RIA
- Northwestern Mutual Investment Services,LLC to Bankers Life Advisory Services, Inc.left Apr 13, 2021, registered Sep 2, 2021 (142 days) · Other
- Centaurus Financial, Inc. to Northwestern Mutual Investment Services,LLCleft May 22, 2017, registered Jun 30, 2017 (39 days) · Other
- Independent Financial Group, LLC to Centaurus Financial, Inc.left Feb 9, 2015, registered Feb 25, 2015 (16 days) · Other
Signals
- Jose Miguel Hernandez-Gomez left Bankers Life Advisory Services, Inc. for First Advisors National, Llc (registered 2023-06-06)Apr 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address