DFX Intelligence

J••••• N•••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

J••••• N•••••• D•••••

Advisor at W••••••••• A•••••••

San Rafael, CA | Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5b79a919-5805-325a-c5b9-5c084f21dad4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A••••••• L••	Mixed wealth	Jun 26, 2026	n/a	yes	Chicago, IL	Current employment
W••••••••• A•••••••	Independent wealth	Aug 29, 2024	n/a	yes	San Rafael, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••	W••••••••• A•••••••	Sep 11, 2024	Aug 29, 2024	-13	Channel change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
110666:106181:CA:2024-09-11	Sep 11, 2024	Aug 29, 2024	SAN RAFAEL, CA	Firm change

Relationships

Registered with (3)

→ F•••••••• A••••••• L••Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: current employment
Aug 29, 2024 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Mar 31, 2014 to Sep 11, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b79a919-5805-325a-c5b9-5c084f21dad4
First observed: Mar 31, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.