DFX Intelligence

J••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J••••••• S••••••

Advisor at F•••••• A•••• M••••••••• L••

NAPERVILLE, IL

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Search this name across graphsid dfx:ria:5b9eeba8-f44d-114a-ddb9-126a53b0cb51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Nov 24, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• A•••• M••••••••• L••	State registered	Aug 4, 2026	n/a	yes	NAPERVILLE, IL	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Apr 15, 2025	Jun 25, 2025	no	DOWNERS GROVE, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	F•••••• A•••• M••••••••• L••	Jun 25, 2025	Aug 4, 2026	405	Firm change after gap	Ibd to state RIA
C•••••• A•••••••	L•• E••••••••• L••	Sep 12, 2023	Apr 15, 2025

Relationships

Registered with (5)

→ F•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 4, 2026 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Apr 15, 2025 to Jun 25, 2025factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Aug 21, 2023 to Sep 12, 2023factForm ADV
→ C•••••• A•••••••

Dated events

Occurred
Jun 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 11, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b9eeba8-f44d-114a-ddb9-126a53b0cb51
First observed: Nov 24, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.