DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• H•••• L••
Latest filing Feb 27, 2026
First filing on the tape Apr 23, 2019 · 19 filings
SEC status approved since May 24, 2019
RAUM
$819M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
71%
$580M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$117M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$819M as of Feb 27, 2026
Feb 20, 2020$205M then
HNW client RAUM$500M as of Feb 27, 2026
Feb 20, 2020$153M then
State-registered IARs (5.B.3)7 as of Feb 27, 2026
Feb 20, 20204 then
Employees (5.A)10 as of Feb 27, 2026
Feb 20, 20205 then
Private funds: no history
RAUM +105% over the last fiscal year+42% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $117MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.3MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +105%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $453M, 241 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$500M61%
- Corporations and businesses$217M26%
- Individuals$80.1M9.8%
- Charitable organizations$14.7M1.8%
- Pension and profit-sharing plans$7.4M0.9%
- Individual clients
- 114reported
- HNW clients
- 69reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 626reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $453M for 241 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.71 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• P•••••• H••• | Baton Rouge, La | Jun 8, 2019 | 15 y | 2 |
| L•• G•••••• A•••Certified Financial Planner | Baton Rouge, La | Jun 8, 2019 | 29 y | 2 |
| A••••• M•••••• M••••• | Baton Rouge, La | Jan 4, 2021 | 12 y | 0 |
| C•••••••• H••••• G••••Certified Financial Planner | Baton Rouge, La | Sep 13, 2021 | 13 y | 0 |
| S•••• A••••• C••••• M••••••• | Baton Rouge, La | Feb 8, 2024 | 13 y | 0 |
| J••• W•••••• E•••••••Certified Financial Planner | Baton Rouge, La | May 17, 2024 | 12 y | 0 |
| B••••••• J•••• S•••••• | Baton Rouge, La | Sep 22, 2025 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D••••• B•••• P•••• to L•• F•••••••• L••Mar 11, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- B••••••• J•••• S•••••• from L•• F•••••••• L••Sep 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- D••••• B•••• P•••• from M••••• A•••••••• L••Feb 4, 2020 · Affiliated broker-dealer or bank to independent RIA
- L•• G•••••• A••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jun 8, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- A••••• P•••••• H••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jun 8, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jun 10, 2019 · Baton Rouge, La
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••• L••• G•••••• · Managing Membercontrolsince 04/2019 · owns 50% to 75%
- H•••• A•••••• P•••••• · Managing Membercontrolsince 04/2019 · owns 50% to 75%
- M•••••••• S•••• A•••••• C••••• · Ccocontrolsince 08/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Baton Rouge, La · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Feb 27, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $400,117,820 to $819,117,440, advisors 6 to 7, private clients 168 to 183, offices 0 to 0 (2025-01-29 to 2026-02-27)peers: independent wealth managers, $500M to $1B (1,482)
- discretionary share shiftChange between filings · filing Feb 27, 2026discretionary share of RAUM moved from 84.0% to 100.0% between the annual amendments of 2025-01-29 and 2026-02-27peers: independent wealth managers, $500M to $1B (1,482)
- client mix shiftChange between filings · filing Feb 27, 2026private-client share of RAUM moved from 93.0% to 71.0% between the annual amendments of 2025-01-29 and 2026-02-27peers: independent wealth managers, $500M to $1B (1,482)
- RAUM up 50 %Change between filings · filing Feb 27, 2026RAUM (Item 5.F) moved from $400,117,820 to $819,117,440 (+105.0%) between the annual amendments of 2025-01-29 and 2026-02-27; the peer median change was +16.0% (1385 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 98% percentile
- institutional asset share shiftChange between filings · filing Feb 27, 2026institutional share of RAUM moved from 7.0% to 29.0% between the annual amendments of 2025-01-29 and 2026-02-27peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 571 to 626Jan 29, 2025 to Feb 27, 2026
- Advisory employees · 6 to 7Jan 29, 2025 to Feb 27, 2026
- BD registered reps · 2 to 1Jan 29, 2025 to Feb 27, 2026
- Charity clients · 5 to 6Jan 29, 2025 to Feb 27, 2026
- Corporate clients · 8 to 10Jan 29, 2025 to Feb 27, 2026
- HNW clients · 64 to 69Jan 29, 2025 to Feb 27, 2026
- Individual clients · 104 to 114Jan 29, 2025 to Feb 27, 2026
- Pension plan clients · 5.0 to unsetJan 29, 2025 to Feb 27, 2026
- Assets in custody · $173M to $453MJan 29, 2025 to Feb 27, 2026
- Employees · 7 to 10Jan 29, 2025 to Feb 27, 2026
- State-registered IARs · 6 to 7Jan 29, 2025 to Feb 27, 2026
- Discretionary RAUM · $335M to $817MJan 29, 2025 to Feb 27, 2026
- HNW RAUM · $303M to $500MJan 29, 2025 to Feb 27, 2026
- Individual RAUM · $67.3M to $80.1MJan 29, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $65.5M to $2.4MJan 29, 2025 to Feb 27, 2026
- Pension RAUM · $6.8M to $7.4MJan 29, 2025 to Feb 27, 2026
- RAUM · $400M to $819MJan 29, 2025 to Feb 27, 2026
- Accounts · 519 to 571May 9, 2024 to Jan 29, 2025
- Advisory employees · 5 to 6May 9, 2024 to Jan 29, 2025
- Corporate clients · 7 to 8May 9, 2024 to Jan 29, 2025
- Individual clients · 93 to 104May 9, 2024 to Jan 29, 2025
- Assets in custody · $158M to $173MMay 9, 2024 to Jan 29, 2025
- Financial planning clients · 0 to 0May 9, 2024 to Jan 29, 2025
- State-registered IARs · 5 to 6May 9, 2024 to Jan 29, 2025
- Discretionary RAUM · $302M to $335MMay 9, 2024 to Jan 29, 2025
- HNW RAUM · $269M to $303MMay 9, 2024 to Jan 29, 2025
- Individual RAUM · $33.6M to $67.3MMay 9, 2024 to Jan 29, 2025
- Non-discretionary RAUM · $25.8M to $65.5MMay 9, 2024 to Jan 29, 2025
- Pension RAUM · $6.2M to $6.8MMay 9, 2024 to Jan 29, 2025
- RAUM · $327M to $400MMay 9, 2024 to Jan 29, 2025
- Accounts · 496 to 519Aug 17, 2023 to Feb 28, 2024
- BD registered reps · 3 to 2Aug 17, 2023 to Feb 28, 2024
- Charity clients · unset to 5.0Aug 17, 2023 to Feb 28, 2024
- Corporate clients · 6 to 7Aug 17, 2023 to Feb 28, 2024
- HNW clients · 63 to 64Aug 17, 2023 to Feb 28, 2024
- Assets in custody · $130M to $158MAug 17, 2023 to Feb 28, 2024
- Employees · 5 to 7Aug 17, 2023 to Feb 28, 2024
- Discretionary RAUM · $277M to $302MAug 17, 2023 to Feb 28, 2024
- HNW RAUM · $241M to $269MAug 17, 2023 to Feb 28, 2024
- Individual RAUM · $27.1M to $33.6MAug 17, 2023 to Feb 28, 2024
Signals
5 dated events
- A••• H•••• L•• reported RAUM $819.1M, up 105% from $400.1M (2025-01-29 to 2026-02-27)Feb 27, 2026 · RAUM change · derived
- C••••• Sarahashley M••••••• (Cco) appeared on Schedule A of A••• H•••• L••Aug 17, 2023 · Control person joined · fact
- Dowden Emily Zumo (Cco) no longer on Schedule A of A••• H•••• L•• (listed 2023-06-01, absent 2023-08-17)Aug 17, 2023 · Control person left · inference
- A••• H•••• L•• reported RAUM $351.2M, up 41% from $248.4M (2021-03-02 to 2022-02-03)Feb 3, 2022 · RAUM change · derived
- A••• H•••• L•• filed its initial SEC registration (Form ADV)Apr 23, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@abelhall.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 225-408-4000reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 225-408-8599reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- AbelHall.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 225-408-4000reportedpublic record, Form ADV, Feb 27, 2026
- Team page
- abelhall.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $117Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026