DFX Intelligence

J••••• E••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

J••••• E••••• M•••••••

Advisor at F•••••••••

CARROLLTON, TX | Memphis, TN

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Search this name across graphsid dfx:ria:5baad75c-c158-985c-f4ab-f0bbffb9e10b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 19, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••••	Institutional manager	Dec 15, 2025	n/a	yes	Memphis, TN\|CARROLLTON, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 12, 2013	Apr 29, 2016	no	NEWPORT BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	F•••••••••	Apr 29, 2016	Dec 15, 2025	3,517	Firm change after gap	Other
C••••• A•••• M•••••••••	W•••• F•••• A•••••••	May 10, 2013	Apr 12, 2013

Relationships

Registered with (4)

→ F•••••••••Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 12, 2013 to Apr 29, 2016factForm ADV
→ C••••• A•••• M•••••••••Registered adviserregistration: previous registration
Mar 7, 2003 to May 10, 2013factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5baad75c-c158-985c-f4ab-f0bbffb9e10b
First observed: Jan 15, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.