RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••••••• institutional currentsince Dec 15, 2025 · Memphis, Tn
- W•••• F•••• A••••••• wirehouseApr 12, 2013 to Apr 29, 2016 · Newport Beach, Ca
- C••••• A•••• M••••••••• independent RIAMar 7, 2003 to May 10, 2013 · Irvine, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 15, 2002 to Oct 21, 2002 · Los Angeles, Ca
- W•••• F•••• A••••••• to F•••••••••left Apr 29, 2016, registered Dec 15, 2025 (3517 days) · Other
- C••••• A•••• M••••••••• to W•••• F•••• A•••••••left May 10, 2013, registered Apr 12, 2013 (-28 days) · Other
- C•••••••• G••••• M•••••• I••• to C••••• A•••• M•••••••••left Oct 21, 2002, registered Mar 7, 2003 (137 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address