DFX Intelligence

K•••• C•••••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

K•••• C•••••••• B•••

Advisor at B••• W••••• S••••••••• L••

DENVER, CO | Honolulu, HI

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Search this name across graphsid dfx:ria:5bd43062-2882-6a66-901f-1f597d3b7d36

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• W••••• S••••••••• L••	Independent wealth	Oct 23, 2023	n/a	yes	Honolulu, HI\|DENVER, CO	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Dec 7, 2019	Oct 26, 2023	no	Honolulu, HI\|Kahululu, HI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	B••• W••••• S••••••••• L••	Oct 26, 2023	Oct 23, 2023	-3	Firm change	Ibd to RIA
S••	A• W••••• M••••••••• L••	Dec 2, 2019	Dec 7, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
110692:282580:MI:2019-12-02	Dec 2, 2019	Dec 7, 2019	ANN ARBOR, MI	Firm change

Relationships

Registered with (4)

→ B••• W••••• S••••••••• L••Registered adviserregistration: current employment
Oct 23, 2023 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 7, 2019 to Oct 26, 2023factForm ADV
→ S••Registered adviserregistration: previous registration
Aug 9, 2011 to Dec 2, 2019factForm ADV
→ H• B•••• I•••

Dated events

Occurred
Oct 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5bd43062-2882-6a66-901f-1f597d3b7d36
First observed: Jan 3, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.