DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••• I••••• S••••••••• I•••
Latest filing May 13, 2026
First filing on the tape Mar 30, 2012 · 32 filings
SEC status approved since Apr 12, 2010
RAUM
$3.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$3.0B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$186M
derived; firm RAUM over IAPD count
Employees
26
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$3.0B as of May 13, 2026
Mar 30, 2012$808M then
HNW client RAUM$2.8B as of May 13, 2026
Mar 28, 2018$1.5B then
State-registered IARs (5.B.3)16 as of May 13, 2026
Apr 1, 20138 then
Employees (5.A)26 as of May 13, 2026
Apr 1, 201310 then
Private funds: no history
RAUM +12% over the last fiscal year+11% a year over threeIARs 13 to 16
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $186MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 16.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +23%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $65.4M, 102 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.8B93%
- Individuals$207M7.0%
- Pension and profit-sharing plans$3.0M0.1%
- Corporations and businesses$2.9M0.1%
- Charitable organizations$796,7790.0%
- Individual clients
- 396reported
- HNW clients
- 869reported
- Pension plan clients
- 5reported
- Charitable clients
- 2reported
- Accounts
- 1,274reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $65.4M for 102 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• E••••• H••••• | Ann Arbor, Mi | Jul 25, 2007 | 20 y | 0 |
| H••••••• T••• K••••••Certified Financial Planner | Ann Arbor, Mi | Aug 31, 2009 | 33 y | 1 |
| A•••• S•••• T••••• | Ann Arbor, Mi | Mar 23, 2010 | 26 y | 0 |
| K•••• A•• C•••••• | Ann Arbor, Mi | Jul 23, 2010 | 33 y | 0 |
| J••• B••••• G•••Certified Financial Planner | Ann Arbor, Mi | Aug 25, 2010 | 32 y | 2 |
| J••••• L•• K••••••••Certified Financial Planner, Chartered Financial Consultant | Ann Arbor, Mi | Mar 7, 2014 | 13 y | 1 |
| E••• C••••••••• L•••• | Ann Arbor, Mi | Apr 17, 2018 | 18 y | 3 |
| M•••• E•••••••• F••••Chartered Financial Analyst | Ann Arbor, Mi | Jul 24, 2019 | 15 y | 1 |
| J••• W•••••• B•••••Certified Financial Planner | Ann Arbor, Mi | Jun 1, 2020 | 10 y | 0 |
| A•• K•• H••••• | Ann Arbor, Mi | May 3, 2021 | 22 y | 1 |
| E••••• E•••••••• B••••Certified Financial Planner | Ann Arbor, Mi | May 4, 2022 | 12 y | 3 |
| M••• H•••• P••••• | Ann Arbor, Mi | Jun 1, 2023 | 12 y | 1 |
| R••••• M••••••• G••••••••Certified Financial Planner | Ann Arbor, Mi | Feb 1, 2024 | 13 y | 0 |
| A•••••••• R•• L•••••• | Ann Arbor, Mi | Aug 21, 2025 | 10 y | 0 |
| K•••• J••••• D•••••Certified Financial Planner | Ann Arbor, Mi | Sep 15, 2025 | 10 y | 1 |
| L••• M•••• M•••• | Ann Arbor, Mi | Jan 1, 2026 | 24 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• W•••••• S•••••••• to S••Jun 2, 2017 · Other
Joined, latest
- K•••• J••••• D••••• from V••••••• A•••••••• I•••Sep 15, 2025 · Affiliated broker-dealer or bank to independent RIA
- M••• H•••• P••••• from M••••••• P••••••• L••Jun 1, 2023 · RIA to RIA
- E••••• E•••••••• B•••• from D•••••• A•••• M••••••••• I•••May 4, 2022 · RIA to RIA
- A•• K•• H••••• from S••May 3, 2021 · Affiliated broker-dealer or bank to independent RIA
- M•••• E•••••••• F•••• from J••• M••••• P•••••• W••••• A••••••• L••Jul 24, 2019 · Affiliated broker-dealer or bank to independent RIA
- E••• C••••••••• L•••• from F•••• T•••• S••••••••• I•••Apr 17, 2018 · Other
- J••••• L•• K•••••••• from C•••••• F•••••••• S••••••• I••Mar 7, 2014 · Other
- J••• B••••• G••• from A••••• A•• P••••••• S•••••••Aug 25, 2010 · Other
- H••••••• T••• K•••••• from A••••• A•• P••••••• S•••••••Aug 31, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• K••••• A•• · Managing Partnercontrolsince 07/2012 · owns 10% to 25%
- G•••• J•••• B••••• · Managing Partner & Chief Compliance Officercontrolsince 07/2012 · owns 10% to 25%
- H•••••• B••••• E••••• · Managing Partnercontrolsince 07/2012 · owns 25% to 50%
- H•••••• A••• K•• · Chief Operating Officercontrolsince 01/2026 · owns 5% to 10%
- H••••••••• R••••••• A••• · Chief Financial Officercontrolsince 10/2014 · owns less than 5%
- K••••••• H•••••••• T••• · Managing Partnercontrolsince 07/2012 · owns 25% to 50%
- F••••• M••••• E•••••••• · Shareholdersince 05/2023 · owns 5% to 10%
- L••••• E•••• C••••••••• · Shareholdersince 05/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ann Arbor, Mi · principal | 16 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,268 to 1,274Mar 27, 2025 to Mar 27, 2026
- Advisory employees · 12 to 13Mar 27, 2025 to Mar 27, 2026
- HNW clients · 797 to 869Mar 27, 2025 to Mar 27, 2026
- Individual clients · 460 to 396Mar 27, 2025 to Mar 27, 2026
- Pension plan clients · 7 to 5Mar 27, 2025 to Mar 27, 2026
- Assets in custody · $63.0M to $65.4MMar 27, 2025 to Mar 27, 2026
- Employees · 25 to 26Mar 27, 2025 to Mar 27, 2026
- State-registered IARs · 13 to 16Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.7B to $3.0BMar 27, 2025 to Mar 27, 2026
- HNW RAUM · $2.4B to $2.8BMar 27, 2025 to Mar 27, 2026
- Individual RAUM · $248M to $207MMar 27, 2025 to Mar 27, 2026
- Pension RAUM · $3.2M to $3.0MMar 27, 2025 to Mar 27, 2026
- RAUM · $2.7B to $3.0BMar 27, 2025 to Mar 27, 2026
- Accounts · 1,267 to 1,268Jun 27, 2024 to Mar 27, 2025
- HNW clients · 748 to 797Jun 27, 2024 to Mar 27, 2025
- Individual clients · 507 to 460Jun 27, 2024 to Mar 27, 2025
- Pension plan clients · 8 to 7Jun 27, 2024 to Mar 27, 2025
- Assets in custody · $65.1M to $63.0MJun 27, 2024 to Mar 27, 2025
- Employees · 23 to 25Jun 27, 2024 to Mar 27, 2025
- Financial planning clients · 11-25 to 11-25Jun 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.4B to $2.7BJun 27, 2024 to Mar 27, 2025
- HNW RAUM · $2.2B to $2.4BJun 27, 2024 to Mar 27, 2025
- Individual RAUM · $262M to $248MJun 27, 2024 to Mar 27, 2025
- RAUM · $2.4B to $2.7BJun 27, 2024 to Mar 27, 2025
- Accounts · 1,263 to 1,267May 16, 2023 to Mar 29, 2024
- Advisory employees · 17 to 12May 16, 2023 to Mar 29, 2024
- Corporate clients · 3 to 2May 16, 2023 to Mar 29, 2024
- HNW clients · 682 to 748May 16, 2023 to Mar 29, 2024
- Individual clients · 566 to 507May 16, 2023 to Mar 29, 2024
- Pension plan clients · 10 to 8May 16, 2023 to Mar 29, 2024
- Assets in custody · $58.3M to $65.1MMay 16, 2023 to Mar 29, 2024
- Employees · 20 to 23May 16, 2023 to Mar 29, 2024
- State-registered IARs · 12 to 13May 16, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.1B to $2.4BMay 16, 2023 to Mar 29, 2024
- HNW RAUM · $1.8B to $2.2BMay 16, 2023 to Mar 29, 2024
- Individual RAUM · $298M to $262MMay 16, 2023 to Mar 29, 2024
- Pension RAUM · $3.5M to $3.2MMay 16, 2023 to Mar 29, 2024
- RAUM · $2.1B to $2.4BMay 16, 2023 to Mar 29, 2024
- Accounts · 1,244 to 1,263Oct 3, 2022 to Mar 31, 2023
- Advisory employees · 15 to 17Oct 3, 2022 to Mar 31, 2023
Signals
1 dated events
- Kim Amy Holzer (Chief Operating Officer) appeared on Schedule A of R••••••••• I••••• S••••••••• I•••May 4, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-360-1953reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 734-769-7727reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/retirement-income-solutionsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- RISADVISORY.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 734-769-7727reportedpublic record, Form ADV, May 13, 2026
- Contact form
- risadvisory.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- risadvisory.com/about/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $186Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026