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D•••• S•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

D•••• S•••• W•••

Advisor at S•• F•••••••• A•••••••

Indianapolis, IN

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Search this name across graphsid dfx:ria:5bee3b1e-267d-6486-7b15-d1a1783e302b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 14, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•• F•••••••• A•••••••	Independent wealth	Sep 16, 2020	n/a	yes	Indianapolis, IN	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Aug 11, 2016	Jan 23, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	S••••• W••••• A•••••••• I•••	Aug 26, 2020	Aug 11, 2016	-1,476	Channel change	Other
S••••• W••••• A•••••••• I•••	S•• F•••••••• A•••••••	Jan 23, 2019

Relationships

Registered with (3)

→ S•• F•••••••• A•••••••Registered adviserregistration: current employment
Sep 16, 2020 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 14, 2015 to Aug 26, 2020factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 11, 2016 to Jan 23, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5bee3b1e-267d-6486-7b15-d1a1783e302b
First observed: Sep 14, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.