DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Derek Scott Weed
Certified Financial Planner
Feed of 09/14/2026
Also filed as Derek S Weed
At current firm
6 y
since Sep 16, 2020
In the industry
13 y
since Sep 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sym Financial Advisors independent RIA currentsince Sep 16, 2020 · Indianapolis, In
- Schwab Wealth Advisory, Inc. no RAUMAug 11, 2016 to Jan 23, 2019 · Indianapolis, In
- Charles Schwab & Co., Inc. national BDSep 14, 2015 to Aug 26, 2020 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab & Co., Inc. to Schwab Wealth Advisory, Inc.left Aug 26, 2020, registered Aug 11, 2016 (-1476 days) · channel change inside one enterprise, not a move
- Schwab Wealth Advisory, Inc. to Sym Financial Advisorsleft Jan 23, 2019, registered Sep 16, 2020 (602 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address