DFX Intelligence

D••••• S•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

D••••• S•••••• P••••••

Advisor at H•• F•••••••• G••••

ELLICOTT CITY, MD

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Search this name across graphsid dfx:ria:5c3903f3-799f-4ea6-158c-e5913a1415c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 5, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•• F•••••••• G••••	Independent wealth	Nov 28, 2023	n/a	yes	ELLICOTT CITY, MD	Current employment
S•••	Bd affiliated wealth	Aug 22, 2023	Nov 27, 2023	no	Tyson's Corner, VA\|LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••	H•• F•••••••• G••••	Nov 27, 2023	Nov 28, 2023	1	Firm change	Ibd to RIA
W•• P•••••••• L••	S•••	Apr 24, 2023	Aug 22, 2023

Relationships

Registered with (4)

→ H•• F•••••••• G••••Registered adviserregistration: current employment
Nov 28, 2023 to presentfactForm ADV
→ S•••Registered adviserregistration: previous registration
Aug 22, 2023 to Nov 27, 2023factForm ADV
→ W•• P•••••••• L••Registered adviserregistration: previous registration
Mar 22, 2022 to Apr 24, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Nov 27, 2023
Advisor changed firm
D••••• S•••••• P•••••• left Seia for H•• F•••••••• G•••• (registered 2023-11-28)
Form ADVobserved 7 days ago
Occurred
Apr 24, 2023
Advisor changed firm
D••••• S•••••• P•••••• left W•• P•••••••• L•• for Seia (registered 2023-08-22)
Form ADVobserved 7 days ago
Occurred
Feb 18, 2022
Advisor changed firm
D••••• S•••••• P•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•• P•••••••• L•• (registered 2022-03-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c3903f3-799f-4ea6-158c-e5913a1415c9
First observed: Oct 5, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.