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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Owen Keith Farnsworth

Advisor at PFG ADVISORS

Mesa, AZ | Scottsdale, AZ

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Search this name across graphsid dfx:ria:5c4e4d21-7bf7-39ef-7fd5-8c28bc6e4415

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 4, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PFG ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 2, 2013
First registration: Oct 4, 2013
Dual registered: yes, broker-dealer
Other names: Owen Keith Farnsworth|Owen K Farnsworth
IAPD individual key: 4076424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PFG ADVISORS	Independent wealth	Jun 10, 2026	n/a	yes	Scottsdale, AZ\|Mesa, AZ	Current employment
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	Jun 5, 2026	no	Chandler, AZ\|Gilbert, AZ	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Feb 18, 2025	Feb 13, 2026	no	Chandler, AZ\|Gilbert, AZ	Previous registration
PFG ADVISORS	Independent wealth	Aug 4, 2016	Feb 3, 2025	no	CASA GRANDE, AZ\|APACHE JUNCTION, AZ\|COOLIDGE, AZ\|FLORENCE, AZ\|MARICOPA, AZ\|QUEEN CREEK, AZ\|PHOENIX, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 13, 2016	Oct 19, 2016	no	CASA GRANDE, AZ\|FLORENCE, AZ\|QUEEN CREEK, AZ\|COOLIDGE, AZ\|MARICOPA, AZ\|APACHE JUNCTION, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 4, 2013	Jul 11, 2016	no	CHANDLER, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP ADVISORS, LLC	PFG ADVISORS	Jun 5, 2026	Jun 10, 2026	5	Firm change	Ibd to RIA
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
PFG ADVISORS	U.S. BANCORP INVESTMENTS, INC.	Feb 3, 2025	Feb 18, 2025	15	Firm change	RIA to ibd
LPL FINANCIAL LLC	PFG ADVISORS	Oct 19, 2016	Aug 4, 2016	-76	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Jul 11, 2016	Jul 13, 2016	2	Firm change	Other

Relationships

Registered with (5)

→ PFG ADVISORSRegistered adviserregistration: previous registration
Aug 4, 2016 to Feb 3, 2025factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 13, 2026 to Jun 5, 2026factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 18, 2025 to Feb 13, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 13, 2016 to Oct 19, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 4, 2013 to Jul 11, 2016factForm ADV

Dated events

Occurred
Jun 5, 2026
Advisor changed firm
Owen Keith Farnsworth left U.S. Bancorp Advisors, Llc for Pfg Advisors (registered 2026-06-10)
Form ADVobserved 6 days ago
Occurred
Feb 3, 2025
Advisor changed firm
Owen Keith Farnsworth left Pfg Advisors for U.S. Bancorp Investments, Inc. (registered 2025-02-18)
Form ADVobserved 6 days ago