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Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC
WHEATON, IL | Oklahoma City, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Nov 5, 2019 | n/a | yes | WHEATON, IL|Oklahoma City, OK | Current employment |
| SPECIALIZED ADVISORS | Former SEC adviser | Jan 31, 2019 | Oct 12, 2019 | no | Oklahoma City, OK|DALLAS, TX | Previous registration |
| SECURE INVESTMENT MANAGEMENT, LLC | Independent wealth | Jun 20, 2018 | Jan 24, 2019 | no | Oklahoma City, OK|Edmond, OK|TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SPECIALIZED ADVISORS | BROOKSTONE CAPITAL MANAGEMENT LLC | Oct 12, 2019 | Nov 5, 2019 | 24 | Firm change | RIA to RIA |
| SECURE INVESTMENT MANAGEMENT, LLC | SPECIALIZED ADVISORS | Jan 24, 2019 | Jan 31, 2019 | 7 | Firm change | RIA to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 299308:141413:TX:2019-10-12 | Oct 12, 2019 | Nov 5, 2019 | DALLAS, TX | Firm change |
| 141195:299308:AZ:2019-01-24 | Jan 24, 2019 | Jan 31, 2019 | TUCSON, AZ | Firm change |