DFX Intelligence

R•••••• A•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

R•••••• A•••••• F••••

Advisor at K•• C••••• F•••••••• A•••••••• L••

FAIRFIELD, NJ

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Search this name across graphsid dfx:ria:5c6a0699-0364-4a38-2441-8296f6d5d790

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• C••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 12, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• C••••• F•••••••• A•••••••• L••	Independent wealth	Oct 31, 2018	n/a	yes	FAIRFIELD, NJ	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 30, 2004	Oct 15, 2018	no	FAIRFIELD, NJ\|FAIRFIELD, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	K•• C••••• F•••••••• A•••••••• L••	Oct 15, 2018	Oct 31, 2018	16	Firm change	Wirehouse to new firm
C•••••••• G••••• M•••••• I•••	W•••• F•••• A•••••••	Aug 11, 2004	Jul 30, 2004

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:298240:NJ:2018-10-15	Oct 15, 2018	Oct 31, 2018	FAIRFIELD, NJ	Firm change

Relationships

Registered with (3)

→ K•• C••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 31, 2018 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 30, 2004 to Oct 15, 2018factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Oct 21, 2002 to Aug 11, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c6a0699-0364-4a38-2441-8296f6d5d790
First observed: Oct 21, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.