RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A•••••• F••••
- Title
- Founding Partnerreportedkeyclientfa.comfirm site, Sep 15, 2026
- Founder
- “Founding Partner”reportedkeyclientfa.comthe sentence on the bio page
- Partner or owner
- “Founding Partner”reportedkeyclientfa.comthe sentence on the bio page
- Years, as the firm states
- 34reportedkeyclientfa.com“With 34 years in the financial services industry, he has extensive experience and demonstrates exceptional ability in advising individuals and business owners in all aspects of portfolio management and offers a holistic”
- Professional profile
- keyclientfa.com/our-team-members/richard-florareportedkeyclientfa.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- K•• C••••• F•••••••• A•••••••• L•• independent RIA currentsince Oct 31, 2018 · Fairfield, Nj
- W•••• F•••• A••••••• wirehouseJul 30, 2004 to Oct 15, 2018 · Fairfield, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 21, 2002 to Aug 11, 2004 · Little Falls, Nj
- W•••• F•••• A••••••• to K•• C••••• F•••••••• A•••••••• L••left Oct 15, 2018, registered Oct 31, 2018 (16 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Aug 11, 2004, registered Jul 30, 2004 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address