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M•••••• T••••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

M•••••• T••••••• C••••

Advisor at C•••••• S••••••••• M••••••••• I•••

CHARLOTTESVILLE, VA | GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:5c71738d-0ce0-81ae-867e-58e7c0909107

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••••••• M••••••••• I•••	Independent wealth	Nov 18, 2011	n/a	yes	CHARLOTTESVILLE, VA\|GLEN ALLEN, VA	Current employment
A••••••• • S••••••••• I•••••••••	Former SEC adviser	Apr 4, 2005	Nov 21, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• • S••••••••• I•••••••••	C•••••• S••••••••• M••••••••• I•••	Nov 21, 2011	Nov 18, 2011	-3	Firm change	Other
A•• C•••••• A•••••••• I•••	A••••••• • S••••••••• I•••••••••	Apr 4, 2005

Relationships

Registered with (3)

→ C•••••• S••••••••• M••••••••• I•••Registered adviserregistration: current employment
Nov 18, 2011 to presentfactForm ADV
→ A••••••• • S••••••••• I•••••••••Registered adviserregistration: previous registration
Apr 4, 2005 to Nov 21, 2011factForm ADV
→ A•• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 20, 2001 to Apr 4, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c71738d-0ce0-81ae-867e-58e7c0909107
First observed: Feb 20, 2001
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.