DFX Intelligence

F••••• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

F••••• C•••••• L•

CRD 284801

BURLINGTON, MA

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Search this name across graphsid dfx:ria:5c8ca875-81aa-59a5-0d80-fcda36743e41

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 5
On other graphs: 2
Observed: Mar 21, 2017 to Mar 31, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F••••• C•••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

F••••• C•••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $960M••• Locked
Discretionary RAUM: $960M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••••• A••••••••• F••• I• P••••••• • L•	Private Equity Fund	$151M	May 1, 2024	11	Mar 29, 2018	reported	021-297245
F••••• T••••• F••• I• P••••••••• L•	Private Equity Fund	$150M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• A•••••• G••••••	Member	C	yes	07/2016	Mar 21, 2017	May 1, 2024
A••••••••• A•••••• G••••••	MANAGING PARTNER	C	yes	07/2016	Mar 21, 2017	May 1, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••• A••••••••• F••• I• G• L•	n/a	n/a	n/a	Y	yes	n/a
F••••• T••••• F••• I• G• L•	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$960M	$936M	2.6%	$839M	4.6%	10	10	0	0

Relationships

Advises (7)

→ F••••• A••••••••• F••• I• P••••••••• L•Private fundPrivate Equity Fund, IA
Jul 28, 2016 to presentfactForm ADV
→ F••••• T••••• F••• I• P••••••••• L•Private fundPrivate Equity Fund, IA
Jul 28, 2016 to presentfactForm ADV
→ M•••• F•••• L•Private fundPrivate Equity Fund, IA
Jul 22, 2021 to presentfactForm ADV
→ F••••• T••••• F••• I• P••••••••• L•

Dated events

Occurred
Mar 29, 2024
Control person left
Thomas Matthew Ciaschini (Managing Director) no longer on Schedule A of F••••• C•••••• L• (listed 2023-08-18, absent 2024-03-29)
Form ADVobserved 7 days ago
Occurred
May 21, 2021
Control person left
Johanna Croke Sheila Matthews (Chief Financial Officer) no longer on Schedule A of F••••• C•••••• L• (listed 2021-04-08, absent 2021-05-21)
Form ADVobserved 7 days ago
Occurred
May 12, 2020
Control person joined
Joseph David Miles (Chief Compliance Officer, Chief Operating Officer) appeared on Schedule A of F••••• C•••••• L•
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c8ca875-81aa-59a5-0d80-fcda36743e41
First observed: Mar 21, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.