DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••• C•••••• L•
Latest filing Mar 31, 2026
First filing on the tape Mar 21, 2017 · 23 filings
SEC status approved since Apr 10, 2017
RAUM
$960M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$960M as of Mar 31, 2026
Mar 29, 2018$605M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20180 then
Employees (5.A)10 as of Mar 31, 2026
Mar 29, 201811 then
Private funds8 as of Mar 31, 2026
Mar 29, 20186 then
RAUM +2.6% over the last fiscal year+4.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $120MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$960M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••• A••••••••• F••• I• P••••••• • L• | Private Equity Fund | $151M | 11 | Mar 29, 2018 |
| F••••• T••••• F••• I• P••••••••• L• | Private Equity Fund | $150M | 12 | Mar 29, 2018 |
| F••••• A••••••••• F••• I• L• | Private Equity Fund | $137M | 16 | Jul 28, 2016 |
| F••••• T••••• F••• I• L• | Private Equity Fund | $129M | 16 | Jul 28, 2016 |
| F••••• A••••••••• F••• I• P••••••••• L• | Private Equity Fund | $116M | 14 | Jul 28, 2016 |
| F••••• T••••• F••• I• P••••••••• L• | Private Equity Fund | $108M | 14 | Jul 28, 2016 |
| M•••• F•••• L• | Private Equity Fund | $85.8M | 3 | Jul 22, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• A•••••• G•••••• · Managing Partnercontrolsince 07/2016 · owns 25% to 50%
- E••••• J•••• S•••• · Managing Directorcontrolsince 02/2017 · owns less than 5%
- G•••••••• O•••••• J••••• · Managing Partnercontrolsince 07/2016 · owns 25% to 50%
- M••••• D••••• J••••• · Chief Compliance Officer, Chief Operating Officer, Chief Financial Officercontrolsince 04/2020 · owns less than 5%
- R••••••• L••••• R•••••• · Chief Risk Officercontrolsince 01/2017 · owns less than 5%
- W••••••••• A•••••• G••••• · Managing Partnercontrolsince 07/2016 · owns 25% to 50%
- A••••••••• A•••••• G•••••• · Membercontrolsince 07/2016 · owns 25% to 50% of F••••• C•••••• L••
- G•••••••• O•••••• J••••• · Membercontrolsince 07/2016 · owns 25% to 50% of F••••• C•••••• L••
- W••••••••• A•••••• G••••• · Membercontrolsince 07/2016 · owns 25% to 50% of F••••• C•••••• L••
Entity owners
- F••••• C•••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- F••••• A••••••••• F••• I• G• L•bankpooled vehicle sponsory
- F••••• T••••• F••• I• G• L•bankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA3 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $936M to $960MJul 8, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $936M to $960MJul 8, 2025 to Mar 31, 2026
- RAUM · $936M to $960MJul 8, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 8, 2025
- Accounts · 7 to 8May 1, 2024 to Mar 28, 2025
- Pooled vehicle clients · 7 to 8May 1, 2024 to Mar 28, 2025
- Employees · 12 to 10May 1, 2024 to Mar 28, 2025
- Other offices · 1 to 0May 1, 2024 to Mar 28, 2025
- Private funds · 7 to 8May 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $877M to $936MMay 1, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $877M to $936MMay 1, 2024 to Mar 28, 2025
- RAUM · $877M to $936MMay 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $843M to $877MAug 18, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $843M to $877MAug 18, 2023 to Mar 29, 2024
- RAUM · $843M to $877MAug 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $839M to $843MMar 31, 2023 to Aug 18, 2023
- Pooled vehicle RAUM · $839M to $843MMar 31, 2023 to Aug 18, 2023
- RAUM · $839M to $843MMar 31, 2023 to Aug 18, 2023
- Discretionary RAUM · $817M to $839MAug 1, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $817M to $839MAug 1, 2022 to Mar 31, 2023
- RAUM · $817M to $839MAug 1, 2022 to Mar 31, 2023
- HQ city · BOSTON to BURLINGTONMar 31, 2022 to Aug 1, 2022
- Discretionary RAUM · $773M to $817MJul 22, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $773M to $817MJul 22, 2021 to Mar 31, 2022
- RAUM · $773M to $817MJul 22, 2021 to Mar 31, 2022
- Accounts · 6 to 7May 21, 2021 to Jul 22, 2021
- Pooled vehicle clients · 6 to 7May 21, 2021 to Jul 22, 2021
- Private funds · 6 to 7May 21, 2021 to Jul 22, 2021
- Discretionary RAUM · $698M to $773MMay 21, 2021 to Jul 22, 2021
- Pooled vehicle RAUM · $698M to $773MMay 21, 2021 to Jul 22, 2021
- RAUM · $698M to $773MMay 21, 2021 to Jul 22, 2021
- Discretionary RAUM · $679M to $698MApr 8, 2021 to May 21, 2021
- Pooled vehicle RAUM · $679M to $698MApr 8, 2021 to May 21, 2021
- RAUM · $679M to $698MApr 8, 2021 to May 21, 2021
- Assets in custody · unset to 0.0May 12, 2020 to Mar 30, 2021
- Employees · 11 to 12May 12, 2020 to Mar 30, 2021
- Discretionary RAUM · $685M to $679MMay 12, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $685M to $679MMay 12, 2020 to Mar 30, 2021
- RAUM · $685M to $679MMay 12, 2020 to Mar 30, 2021
- Discretionary RAUM · $651M to $685MApr 23, 2019 to Mar 30, 2020
Signals
5 dated events
- Thomas Matthew Ciaschini (Managing Director) no longer on Schedule A of F••••• C•••••• L• (listed 2023-08-18, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Johanna Croke Sheila Matthews (Chief Financial Officer) no longer on Schedule A of F••••• C•••••• L• (listed 2021-04-08, absent 2021-05-21)May 21, 2021 · Control person left · inference
- Joseph David Miles (Chief Compliance Officer, Chief Operating Officer) appeared on Schedule A of F••••• C•••••• L•May 12, 2020 · Control person joined · fact
- F••••• C•••••• L• reported RAUM $605.1M, up 133% from $260.1M (2017-06-15 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- F••••• C•••••• L• filed its initial SEC registration (Form ADV)Mar 21, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- F••••• C•••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/78765361/admin/inboxreportedpublic record, Form ADV, Sep 19, 2026
- Website
- f•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-307-6501 X103reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026