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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

CHAD PHILIP TREVITHICK

Advisor at SUMMIT FINANCIAL, LLC

RALEIGH, NC

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Search this name across graphsid dfx:ria:5ca0c99d-db9a-91eb-4bec-a1bc013988a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMIT FINANCIAL, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 3, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 3, 2003
First registration: Jul 24, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4664534

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMIT FINANCIAL, LLC	Bd affiliated wealth	Jan 1, 2025	n/a	yes	RALEIGH, NC	Current employment
SOUTHEAST FINANCIAL GROUP	Former SEC adviser	Feb 7, 2018	Dec 31, 2024	no	RALEIGH, NC	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 5, 2015	Dec 21, 2017	no	CHARLOTTE, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|CARY, NC\|HOLLY SPRINGS, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 6, 2012	Oct 7, 2015	no	RALEIGH, NC\|MORRISVILLE, NC	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jan 15, 2010	Sep 7, 2012	no	CHICAGO, IL\|SCHAUMBURG, IL	Previous registration
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Apr 23, 2007	Oct 29, 2009	no	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|Wilmington, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 24, 2003	May 11, 2006	no	OWINGS MILLS, MD\|OWINGS MILLS, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SOUTHEAST FINANCIAL GROUP	SUMMIT FINANCIAL, LLC	Dec 31, 2024	Jan 1, 2025	1	Firm change	RIA to ibd
BB&T INVESTMENT SERVICES, INC.	SOUTHEAST FINANCIAL GROUP	Dec 21, 2017	Feb 7, 2018	48	Firm change	Other
LPL FINANCIAL LLC	BB&T INVESTMENT SERVICES, INC.	Oct 7, 2015	Oct 5, 2015	-2	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	LPL FINANCIAL LLC	Sep 7, 2012	Sep 6, 2012	-1	Firm change	Other
MONEY CONCEPTS ADVISORY SERVICE	NEW ENGLAND SECURITIES CORPORATION	Oct 29, 2009	Jan 15, 2010	78	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MONEY CONCEPTS ADVISORY SERVICE	May 11, 2006	Apr 23, 2007	347	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151216:299322:NC:2024-12-31	Dec 31, 2024	Jan 1, 2025	RALEIGH, NC	Firm change

Relationships

Registered with (7)

→ SUMMIT FINANCIAL, LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ SOUTHEAST FINANCIAL GROUPRegistered adviserregistration: previous registration
Feb 7, 2018 to Dec 31, 2024factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 5, 2015 to Dec 21, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 6, 2012 to Oct 7, 2015factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 15, 2010 to Sep 7, 2012factForm ADV
→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: previous registration
Apr 23, 2007 to Oct 29, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 24, 2003 to May 11, 2006factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Chad Philip Trevithick left Southeast Financial Group for Summit Financial, Llc (registered 2025-01-01)
Form ADVobserved 4 days ago