DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chad Philip Trevithick
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Jan 1, 2025
In the industry
23 y
since Jul 3, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Summit Financial, LLC BD affiliated currentsince Jan 1, 2025 · Raleigh, Nc
- Southeast Financial Group formerFeb 7, 2018 to Dec 31, 2024 · Raleigh, Nc
- Bb&T Investment Services, Inc. formerOct 5, 2015 to Dec 21, 2017 · Charlotte, Nc
- LPL Financial LLC BD affiliatedSep 6, 2012 to Oct 7, 2015 · Raleigh, Nc
- New England Securities Corporation formerJan 15, 2010 to Sep 7, 2012 · Chicago, Il
- Money Concepts Advisory Service BD affiliatedApr 23, 2007 to Oct 29, 2009 · Palm Beach Gardens, Fl
- Ameriprise Financial Services, LLC national BDJul 24, 2003 to May 11, 2006 · Owings Mills, Md
Moves
a registration end followed by a registration begin elsewhere
- Southeast Financial Group to Summit Financial, LLCleft Dec 31, 2024, registered Jan 1, 2025 (1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Bb&T Investment Services, Inc. to Southeast Financial Groupleft Dec 21, 2017, registered Feb 7, 2018 (48 days) · Other
- LPL Financial LLC to Bb&T Investment Services, Inc.left Oct 7, 2015, registered Oct 5, 2015 (-2 days) · Other
- New England Securities Corporation to LPL Financial LLCleft Sep 7, 2012, registered Sep 6, 2012 (-1 days) · Other
- Money Concepts Advisory Service to New England Securities Corporationleft Oct 29, 2009, registered Jan 15, 2010 (78 days) · Other
- Ameriprise Financial Services, LLC to Money Concepts Advisory Serviceleft May 11, 2006, registered Apr 23, 2007 (347 days) · Other
Signals
- Chad Philip Trevithick left Southeast Financial Group for Summit Financial, Llc (registered 2025-01-01)Dec 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address