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Advisor at PRIVATE ADVISOR GROUP, LLC
MORRISTOWN, NJ | West Hartford, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jul 20, 2021 | n/a | yes | MORRISTOWN, NJ|West Hartford, CT | Current employment |
| MARCUM WEALTH, LLC | Former SEC adviser | Aug 11, 2020 | Apr 16, 2021 | no | Hartford, CT|CLEVELAND, OH | Previous registration |
| FILOMENO WEALTH MANAGEMENT, LLC | Former SEC adviser | Oct 1, 2018 | Oct 2, 2020 | no | West Hartford, CT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 8, 2013 | Feb 13, 2017 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARCUM WEALTH, LLC | PRIVATE ADVISOR GROUP, LLC | Apr 16, 2021 | Jul 20, 2021 | 95 | Firm change | RIA to ibd |
| FILOMENO WEALTH MANAGEMENT, LLC | MARCUM WEALTH, LLC | Oct 2, 2020 | Aug 11, 2020 | -52 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | FILOMENO WEALTH MANAGEMENT, LLC | Feb 13, 2017 | Oct 1, 2018 | 595 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145450:134628:CT:2020-10-02 | Oct 2, 2020 | Aug 11, 2020 | WEST HARTFORD, CT | Firm change after gap |