DFX Intelligence

A•••••••• L• N•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

A•••••••• L• N•••

Advisor at M••••• S••••••

Westlake, OH

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Search this name across graphsid dfx:ria:5ca80abf-53d9-10ca-4d8c-ab41490b3b3c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 23, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 24, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Nov 17, 2023	n/a	yes	Westlake, OH	Current employment
W•••• T•••••• F•••••••• G••••• L••	Former SEC adviser	Oct 29, 2021	Oct 31, 2023	no	AKRON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• T•••••• F•••••••• G••••• L••	M••••• S••••••	Oct 31, 2023	Nov 17, 2023	17	Firm change	RIA to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• T•••••• F•••••••• G••••• L••	Oct 5, 2021	Oct 29, 2021

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Nov 17, 2023 to presentfactForm ADV
→ W•••• T•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Oct 29, 2021 to Oct 31, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 23, 2016 to Oct 5, 2021factForm ADV

Dated events

Occurred
Oct 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ca80abf-53d9-10ca-4d8c-ab41490b3b3c
First observed: Feb 23, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.