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RIA / WealthAdvisor18 years in industry

FRANCIS NATHANAEL SIMMS

Advisor at NORTHCOAST ASSET MANAGEMENT LLC

Orlando, FL

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Search this name across graphsid dfx:ria:5cab86a7-ac1a-db2d-1fd9-97f1e238ad9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHCOAST ASSET MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 10, 2009
First registration: Nov 20, 2009
Dual registered: no
IAPD individual key: 5501809

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	Feb 12, 2025	n/a	yes	Orlando, FL	Current employment
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	Jul 19, 2024	Dec 31, 2024	no	Orlando, FL	Previous registration
CONNECTUS WEALTH	Former SEC adviser	Nov 18, 2021	Jul 25, 2024	no	Orlando, FL	Previous registration
NORTHCOAST ASSET MANAGEMENT LLC	Former SEC adviser	Aug 20, 2019	Nov 8, 2021	no	GREENWICH, CT\|Winter Garden, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 20, 2009	Apr 24, 2019	no	Orlando, FL\|Orlando, FL\|MAITLAND, FL\|Orlando, FL\|The Villages, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONNECTUS WEALTH	NORTHCOAST ASSET MANAGEMENT LLC	Jul 25, 2024	Jul 19, 2024	-6	Bulk transfer	RIA to RIA
NORTHCOAST ASSET MANAGEMENT LLC	CONNECTUS WEALTH	Nov 8, 2021	Nov 18, 2021	10	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	NORTHCOAST ASSET MANAGEMENT LLC	Apr 24, 2019	Aug 20, 2019	118	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ NORTHCOAST ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 19, 2024 to Dec 31, 2024factForm ADV
→ CONNECTUS WEALTHRegistered adviserregistration: previous registration
Nov 18, 2021 to Jul 25, 2024factForm ADV
→ NORTHCOAST ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 20, 2019 to Nov 8, 2021factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 20, 2009 to Apr 24, 2019factForm ADV

Dated events

No dated event names this entity yet.