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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Nicholas Molite

Advisor at ARKADIOS WEALTH ADVISORS

Forest Hill, MD

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Search this name across graphsid dfx:ria:5caeedd8-d04a-e32d-08e6-e14acd060d1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 15, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARKADIOS WEALTH ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Aug 30, 2010
First registration: Oct 15, 2015
Dual registered: yes, broker-dealer
Other names: NICHOLAS MOLITE|Nick Molite|Nicholas J Molite
IAPD individual key: 5785965

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARKADIOS WEALTH ADVISORS	Bd affiliated wealth	Jun 24, 2025	n/a	yes	Forest Hill, MD	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jul 28, 2023	May 2, 2025	no	BALTIMORE, MD\|Bel Air, MD	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 14, 2020	Jul 20, 2023	no	Baltimore, MD\|Rockville, MD\|Kensington, MD\|Baltimore, MD\|Baltimore, MD\|Cockeysville, MD\|Cockeysville, MD\|Baltimore, MD\|Dundalk, MD\|Nottingham, MD\|Towson, MD\|Lutherville Timonium, MD	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 25, 2018	Dec 31, 2019	no	BEL AIR, MD	Previous registration
SFG WEALTH MANAGEMENT	Independent wealth	May 10, 2018	Jul 10, 2018	no	Towson, MD	Previous registration
M&T SECURITIES, INC.	n/a	Oct 15, 2015	May 23, 2018	no	Timonium, MD\|ABINGTON, MD\|BEL AIR, MD\|BEL AIR, MD\|BEL AIR, MD\|BEL AIR, MD\|ANNAPOLIS, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	ARKADIOS WEALTH ADVISORS	May 2, 2025	Jun 24, 2025	53	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	ADVICE AND PLANNING SERVICES	Jul 20, 2023	Jul 28, 2023	8	Firm change	Wirehouse to ibd
CETERA INVESTMENT ADVISERS LLC	J.P. MORGAN SECURITIES LLC	Dec 31, 2019	Jan 14, 2020	14	Firm change	Ibd to wirehouse
SFG WEALTH MANAGEMENT	CETERA INVESTMENT ADVISERS LLC	Jul 10, 2018	Jul 25, 2018	15	Firm change	RIA to ibd
M&T SECURITIES, INC.	SFG WEALTH MANAGEMENT	May 23, 2018	May 10, 2018	-13	Firm change	Other

Relationships

Registered with (6)

→ ARKADIOS WEALTH ADVISORSRegistered adviserregistration: current employment
Jun 24, 2025 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jul 28, 2023 to May 2, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 14, 2020 to Jul 20, 2023factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jul 25, 2018 to Dec 31, 2019factForm ADV
→ SFG WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 10, 2018 to Jul 10, 2018factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Oct 15, 2015 to May 23, 2018factForm ADV

Dated events

Occurred
May 2, 2025
Advisor changed firm
Nicholas Molite left Advice And Planning Services for Arkadios Wealth Advisors (registered 2025-06-24)
Form ADVobserved 4 days ago
Occurred
Jul 20, 2023
Advisor changed firm
Nicholas Molite left J.P. Morgan Securities Llc for Advice And Planning Services (registered 2023-07-28)
Form ADVobserved 4 days ago