RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• M•••••
- A••••••• W••••• A••••••• BD affiliated currentsince Jun 24, 2025 · Forest Hill, Md
- A••••• A•• P••••••• S••••••• BD affiliatedJul 28, 2023 to May 2, 2025 · Baltimore, Md
- J••• M••••• S••••••••• L•• wirehouseJan 14, 2020 to Jul 20, 2023 · Baltimore, Md
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 25, 2018 to Dec 31, 2019 · Bel Air, Md
- S•• W••••• M••••••••• independent RIAMay 10, 2018 to Jul 10, 2018 · Towson, Md
- M•• S••••••••• I••• unclassifiedOct 15, 2015 to May 23, 2018 · Timonium, Md
- A••••• A•• P••••••• S••••••• to A••••••• W••••• A•••••••left May 2, 2025, registered Jun 24, 2025 (53 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Jul 20, 2023, registered Jul 28, 2023 (8 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• I••••••••• A••••••• L•• to J••• M••••• S••••••••• L••left Dec 31, 2019, registered Jan 14, 2020 (14 days) · Affiliated broker-dealer or bank to wirehouse
- S•• W••••• M••••••••• to C••••• I••••••••• A••••••• L••left Jul 10, 2018, registered Jul 25, 2018 (15 days) · RIA to affiliated broker-dealer or bank
- M•• S••••••••• I••• to S•• W••••• M•••••••••left May 23, 2018, registered May 10, 2018 (-13 days) · Other
- N••••••• M••••• left A••••• A•• P••••••• S••••••• for A••••••• W••••• A••••••• (registered 2025-06-24)May 2, 2025 · Advisor changed firm · fact
- N••••••• M••••• left J••• M••••• S••••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2023-07-28)Jul 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address