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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

CHARLES PATRICK WILLIAMS

Advisor at INDEPENDENT FINANCIAL PARTNERS

Schaumburg, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 18, 1990
First registration: Aug 28, 2000
Dual registered: yes, broker-dealer
Other names: CHUCK WILLIAMS|CHARLES P WILLIAMS
IAPD individual key: 2051609

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Oct 19, 2010	n/a	yes	Schaumburg, IL	Current employment
SHERIDAN ROAD ADVISORS, LLC	n/a	Sep 29, 2010	Dec 31, 2010	no	NORTHBROOK, IL	Previous registration
NRP ADVISORS, INC.	n/a	Jul 29, 2008	Dec 1, 2010	no	NORTHBROOK, IL\|BRYAN, OH	Previous registration
VALLEY FINANCIAL MANAGEMENT, INC.	Bd affiliated wealth	Nov 3, 2005	Aug 25, 2008	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Aug 28, 2000	Nov 4, 2005	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SHERIDAN ROAD ADVISORS, LLC	INDEPENDENT FINANCIAL PARTNERS	Dec 31, 2010	Oct 19, 2010	-73	Firm change after gap	Other
NRP ADVISORS, INC.	SHERIDAN ROAD ADVISORS, LLC	Dec 1, 2010	Sep 29, 2010	-63	Firm change after gap	Other
VALLEY FINANCIAL MANAGEMENT, INC.	NRP ADVISORS, INC.	Aug 25, 2008	Jul 29, 2008	-27	Firm change	Other
INVEST FINANCIAL CORPORATION	VALLEY FINANCIAL MANAGEMENT, INC.	Nov 4, 2005	Nov 3, 2005	-1	Firm change	Other

Relationships

Registered with (5)

→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: current employment
Oct 19, 2010 to presentfactForm ADV
→ SHERIDAN ROAD ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 29, 2010 to Dec 31, 2010factForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Jul 29, 2008 to Dec 1, 2010factForm ADV
→ VALLEY FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 3, 2005 to Aug 25, 2008factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Aug 28, 2000 to Nov 4, 2005factForm ADV

Dated events

No dated event names this entity yet.