DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Patrick Williams
Certified Financial Planner
Feed of 09/14/2026
Also filed as Chuck Williams
At current firm
15 y
since Oct 19, 2010
In the industry
36 y
since Jun 18, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Partners BD affiliated currentsince Oct 19, 2010 · Schaumburg, Il
- Sheridan Road Advisors, LLC unclassifiedSep 29, 2010 to Dec 31, 2010 · Northbrook, Il
- Nrp Advisors, Inc. unclassifiedJul 29, 2008 to Dec 1, 2010 · Northbrook, Il
- Valley Financial Management, Inc. BD affiliatedNov 3, 2005 to Aug 25, 2008 · Chicago, Il
- Invest Financial Corporation formerAug 28, 2000 to Nov 4, 2005 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Sheridan Road Advisors, LLC to Independent Financial Partnersleft Dec 31, 2010, registered Oct 19, 2010 (-73 days) · Other
- Nrp Advisors, Inc. to Sheridan Road Advisors, LLCleft Dec 1, 2010, registered Sep 29, 2010 (-63 days) · Other
- Valley Financial Management, Inc. to Nrp Advisors, Inc.left Aug 25, 2008, registered Jul 29, 2008 (-27 days) · Other
- Invest Financial Corporation to Valley Financial Management, Inc.left Nov 4, 2005, registered Nov 3, 2005 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address