DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Joseph Ramos
Certified Financial Planner
Feed of 09/15/2026
Also filed as Joe Ramos
At current firm
2 y
since Oct 19, 2023
In the industry
32 y
since Jul 11, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Beacon Pointe Advisors, LLC independent RIA currentsince Oct 19, 2023 · Larkspur, Ca
- Geneos Wealth Management, Inc. BD affiliatedJan 5, 2011 to Dec 31, 2011 · Englewood, Co
- Private Capital Management, Inc. formerApr 7, 2009 to Oct 25, 2023 · Larkspur, Ca
- Private Consulting Group, Inc. unclassifiedMay 21, 2002 to Dec 31, 2008 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- Private Capital Management, Inc. to Geneos Wealth Management, Inc.left Oct 25, 2023, registered Jan 5, 2011 (-4676 days) · Other
- Geneos Wealth Management, Inc. to Beacon Pointe Advisors, LLCleft Dec 31, 2011, registered Oct 19, 2023 (4310 days) · Other
- Private Consulting Group, Inc. to Private Capital Management, Inc.left Dec 31, 2008, registered Apr 7, 2009 (97 days) · Other
Signals
- Charles Joseph Ramos left Private Capital Management, Inc. for Geneos Wealth Management, Inc. (registered 2011-01-05)Oct 25, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address