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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

David A Sirna

Advisor at TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS

DALLAS, TX

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Search this name across graphsid dfx:ria:5d2ec679-0acd-c2be-6a6e-e1c9c24d41fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 12, 2000
First registration: Apr 10, 2002
Dual registered: yes, broker-dealer
Other names: DAVID ANTHONY SIRNA|DAVID SIRNA
IAPD individual key: 4010272

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS	Independent wealth	Sep 26, 2022	n/a	yes	DALLAS, TX	Current employment
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Nov 9, 2017	May 7, 2021	no	Dallas, TX	Previous registration
MORGAN STANLEY	Wirehouse	Dec 11, 2012	Mar 30, 2016	no	DALLAS, TX\|Sugar Land, TX\|Dallas, TX\|DALLAS, TX\|Dallas, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Mar 21, 2011	no	ADDISON, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 3, 2009	Jan 3, 2011	no	ADDISON, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 18, 2006	Dec 7, 2009	no	ADDISON, TX\|ADDISON, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 10, 2002	Jul 27, 2006	no	PLANO, TX\|PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC MANAGED ACCOUNT SOLUTIONS, INC.	TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS	May 7, 2021	Sep 26, 2022	507	Firm change after gap	Ibd to RIA
MORGAN STANLEY	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Mar 30, 2016	Nov 9, 2017	589	Firm change after gap	Other
WELLS FARGO ADVISORS	MORGAN STANLEY	Mar 21, 2011	Dec 11, 2012	631	Firm change after gap	Wirehouse to wirehouse
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
WELLS FARGO ADVISORS	WELLS FARGO INVESTMENTS, LLC	Dec 7, 2009	Dec 3, 2009	-4	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Jul 27, 2006	Oct 18, 2006	83	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110476:298422:TX:2021-05-07	May 7, 2021	Sep 26, 2022	DALLAS, TX	Firm change after gap

Relationships

Registered with (6)

→ TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORSRegistered adviserregistration: current employment
Sep 26, 2022 to presentfactForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Nov 9, 2017 to May 7, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 11, 2012 to Mar 30, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Mar 21, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 3, 2009 to Jan 3, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 10, 2002 to Jul 27, 2006factForm ADV

Dated events

No dated event names this entity yet.