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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

SYNERGY CAPITAL

SYNERGY CAPITAL OF COLORADO LLC, CRD 334117

FORT COLLINS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d4bc5d5-2ee2-54c4-c326-71ab25b7eed9

Data as of Feb 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Feb 28, 2025 to Feb 26, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.77 fund_share=0.0 institutional_share=0.23 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $98.8MItem 5.F on the latest filing (2026-02-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $98.8M
Private client RAUM: $76.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $49.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 213
Individual clients: 32
High net worth clients: 40
SEC number: 801-132021
CRD: 334117
Filings on the tape: 5
First filed: Feb 28, 2025
Latest filed: Feb 26, 2026
Organised: Limited Liability Company, WY
Website: synergy-colorado.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL K WARNE	n/a	FORT COLLINS, CO	1	23	3	no
Angela CHRISTIE Hemmes	n/a	FORT COLLINS, CO	0	23	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Powell-Warne, Tracy	MANAGING MEMBER/ CCO	A	yes	12/2023	Feb 26, 2026	Feb 26, 2026
WARNE, MICHAEL, K	MANAGING MEMBER	E	yes	12/2023	Feb 26, 2026	Feb 26, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 26, 2026	$98.8M	$98.8M	2	1	0	n/a	n/a
2024	Feb 28, 2025	$0	$0	4	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$98.8M	$0	n/a	n/a	n/a	2	4	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MOORS & CABOT, INC	2	Mar 3, 2025	Feb 24, 2025	PHOENIX, AZ	Team lift out	Ibd to new firm	3.2%

Relationships

Registered with (4)

← Angela CHRISTIE HemmesAdvisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← MICHAEL K WARNEAdvisorregistration: current employment
Feb 24, 2025 to presentfactForm ADV
← Riley GovanAdvisorregistration: previous registration
Mar 3, 2025 to Jul 7, 2025factForm ADV
← JOSEPH L. DURANAdvisorregistration: previous registration
Feb 24, 2025 to Jun 23, 2025factForm ADV

Controls (2)

← Powell-Warne, TracyOwnerMANAGING MEMBER/ CCO, ownership code A, individual
Feb 26, 2026 to presentfactForm ADV
← WARNE, MICHAEL, KOwnerMANAGING MEMBER, ownership code E, individual
Feb 26, 2026 to presentfactForm ADV

Moved with (1)

← MOORS & CABOT, INCRegistered adviser2 advisors, team lift out, same day
Mar 3, 2025 to Feb 24, 2025factForm ADV

Dated events

Occurred
Jul 7, 2025
Advisor changed firm
Riley Govan left Synergy Capital for Mattern Capital Management, Llc (registered 2025-07-16)
Form ADVobserved 4 days ago
Occurred
Jun 23, 2025
Advisor changed firm
Joseph L. Duran left Synergy Capital for Wincap Financial Llc (registered 2025-06-20)
Form ADVobserved 4 days ago
Occurred
Mar 3, 2025
Team lift-out
2 advisors left Moors & Cabot, Inc (Phoenix, AZ) for Synergy Capital on the same day
Form ADVobserved 4 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d4bc5d5-2ee2-54c4-c326-71ab25b7eed9
First observed: Feb 28, 2025
Last observed: Feb 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SYNERGY CAPITAL

SYNERGY CAPITAL OF COLORADO LLC, CRD 334117

FORT COLLINS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d4bc5d5-2ee2-54c4-c326-71ab25b7eed9

Data as of Feb 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL K WARNE

n/a

FORT COLLINS, CO

Angela CHRISTIE Hemmes

n/a

FORT COLLINS, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Powell-Warne, Tracy

MANAGING MEMBER/ CCO

yes

12/2023

Feb 26, 2026

WARNE, MICHAEL, K

MANAGING MEMBER

yes

12/2023

Feb 26, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 26, 2026

$98.8M

n/a

2024

Feb 28, 2025

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$98.8M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MOORS & CABOT, INC

Mar 3, 2025

Feb 24, 2025

PHOENIX, AZ

Team lift out

Ibd to new firm

3.2%