This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SYNERGY CAPITAL

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 13, 2002earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Dec 13, 2002

First registration

Apr 4, 2006

Dual registered

no

Other names

MICHAEL WARNE|MICHAEL KITMAN WARNE

IAPD individual key

4596780

• Occurred

  Mar 3, 2025
  Advisor changed firm

  Michael K Warne left Moors & Cabot, Inc for Synergy Capital (registered 2025-02-24)

  Form ADVobserved 4 days ago
• Occurred

  Jan 8, 2024
  Advisor changed firm

  Michael K Warne left Rbc Capital Markets, Llc for Moors & Cabot, Inc (registered 2024-01-02)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:70f755ff-4728-6ec3-8479-e754fae99cf1

First observed

Apr 4, 2006

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.