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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MICHAEL OWEN ADAIR

Advisor at RBC ROCHDALE, LLC

SYLACAUGA, AL | NEW YORK, NY

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Search this name across graphsid dfx:ria:5d52bd38-5263-03c1-a1a5-2f4e37b2c301

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC ROCHDALE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 13
Exams: S66|S63
First exam: Aug 17, 2001
First registration: Nov 9, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4412434

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC ROCHDALE, LLC	Bd affiliated wealth	Aug 6, 2012	n/a	yes	NEW YORK, NY\|SYLACAUGA, AL	Current employment
FOXHALL CAPITAL MANAGEMENT, INC.	Former SEC adviser	Jul 12, 2012	Aug 7, 2012	no	MIDDLEBURG, VA	Previous registration
FOXHALL CAPITAL MANAGEMENT, INC.	Former SEC adviser	Jul 27, 2011	Apr 2, 2012	no	ORANGE, CT	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Apr 7, 2005	Oct 7, 2009	no	BIRMINGHAM, AL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 9, 2001	Nov 26, 2003	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOXHALL CAPITAL MANAGEMENT, INC.	RBC ROCHDALE, LLC	Aug 7, 2012	Aug 6, 2012	-1	Firm change	Other
STERNE AGEE ASSET MANAGEMENT, INC.	FOXHALL CAPITAL MANAGEMENT, INC.	Oct 7, 2009	Jul 27, 2011	658	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	STERNE AGEE ASSET MANAGEMENT, INC.	Nov 26, 2003	Apr 7, 2005	498	Firm change after gap	Other

Relationships

Registered with (4)

→ RBC ROCHDALE, LLCRegistered adviserregistration: current employment
Aug 6, 2012 to presentfactForm ADV
→ FOXHALL CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 12, 2012 to Aug 7, 2012factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 7, 2005 to Oct 7, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 9, 2001 to Nov 26, 2003factForm ADV

Dated events

No dated event names this entity yet.