DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Owen Adair
Feed of 09/15/2026
At current firm
14 y
since Aug 6, 2012
In the industry
25 y
since Aug 17, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
13
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- RBC Rochdale, LLC BD affiliated currentsince Aug 6, 2012 · New York, Ny
- Foxhall Capital Management, Inc. formerJul 12, 2012 to Aug 7, 2012 · Middleburg, Va
- Foxhall Capital Management, Inc. formerJul 27, 2011 to Apr 2, 2012 · Orange, Ct
- Sterne Agee Asset Management, Inc. formerApr 7, 2005 to Oct 7, 2009 · Birmingham, Al
- UBS Financial Services Inc. wirehouseNov 9, 2001 to Nov 26, 2003 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Foxhall Capital Management, Inc. to RBC Rochdale, LLCleft Aug 7, 2012, registered Aug 6, 2012 (-1 days) · Other
- Sterne Agee Asset Management, Inc. to Foxhall Capital Management, Inc.left Oct 7, 2009, registered Jul 27, 2011 (658 days) · Other
- UBS Financial Services Inc. to Sterne Agee Asset Management, Inc.left Nov 26, 2003, registered Apr 7, 2005 (498 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address