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Advisor at HAVERFORD FINANCIAL SERVICES, INC.
RADNOR, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HAVERFORD FINANCIAL SERVICES, INC. | Asset manager | Sep 21, 2015 | n/a | yes | RADNOR, PA | Current employment |
| LEHMAN BROTHERS INC. | n/a | Jul 17, 2006 | Sep 18, 2008 | no | PHILADELPHIA, PA | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Oct 14, 2005 | Jul 3, 2006 | no | MALVERN, PA | Previous registration |
| ICBA FINANCIAL SERVICES CORPORATION | n/a | Jan 19, 2005 | Oct 14, 2005 | no | MALVERN, PA | Previous registration |
| CUMBERLAND ADVISORS | Independent wealth | Jan 5, 2004 | Apr 2, 2004 | no | MALVERN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEHMAN BROTHERS INC. | HAVERFORD FINANCIAL SERVICES, INC. | Sep 18, 2008 | Sep 21, 2015 | 2,559 | Firm change after gap | Other |
| CETERA INVESTMENT SERVICES LLC | LEHMAN BROTHERS INC. | Jul 3, 2006 | Jul 17, 2006 | 14 | Firm change | Other |
| ICBA FINANCIAL SERVICES CORPORATION | CETERA INVESTMENT SERVICES LLC | Oct 14, 2005 | Oct 14, 2005 | 0 | Firm change | Other |
| CUMBERLAND ADVISORS | ICBA FINANCIAL SERVICES CORPORATION | Apr 2, 2004 | Jan 19, 2005 | 292 | Firm change | Other |