RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• E•••••••• W•••••
- H•••••••• F•••••••• S•••••••• I••• asset manager currentsince Sep 21, 2015 · Radnor, Pa
- L••••• B••••••• I••• unclassifiedJul 17, 2006 to Sep 18, 2008 · Philadelphia, Pa
- C••••• I••••••••• S••••••• L•• formerOct 14, 2005 to Jul 3, 2006 · Malvern, Pa
- I••• F•••••••• S••••••• C••••••••• unclassifiedJan 19, 2005 to Oct 14, 2005 · Malvern, Pa
- C••••••••• A••••••• independent RIAJan 5, 2004 to Apr 2, 2004 · Malvern, Pa
- L••••• B••••••• I••• to H•••••••• F•••••••• S•••••••• I•••left Sep 18, 2008, registered Sep 21, 2015 (2559 days) · Other
- C••••• I••••••••• S••••••• L•• to L••••• B••••••• I•••left Jul 3, 2006, registered Jul 17, 2006 (14 days) · Other
- I••• F•••••••• S••••••• C••••••••• to C••••• I••••••••• S••••••• L••left Oct 14, 2005, registered Oct 14, 2005 (0 days) · Other
- C••••••••• A••••••• to I••• F•••••••• S••••••• C•••••••••left Apr 2, 2004, registered Jan 19, 2005 (292 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address