M••• M•••••••

Advisor at R•• W••••• M•••••••••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d55cf8f-7584-fb5f-dd47-5f53f50fd507

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Mar 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 4, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• W••••• M•••••••••	Independent wealth	Oct 17, 2025	n/a	yes	NEW YORK, NY	Current employment
M•••• • C••••• I••	Bd affiliated wealth	May 31, 2023	Oct 8, 2025	no	ENGLEWOOD, FL\|WESTPORT, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• • C••••• I••	R•• W••••• M•••••••••	Oct 8, 2025	Oct 17, 2025	9	Firm change	Ibd to RIA
P••• A••••• S••••••••• L••	M•••• • C••••• I••	May 31, 2023	May 31, 2023

Relationships

Registered with (8)

→ R•• W••••• M•••••••••Registered adviserregistration: current employment
Oct 17, 2025 to presentfactForm ADV
→ M•••• • C••••• I••Registered adviserregistration: previous registration
May 31, 2023 to Oct 8, 2025factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 10, 2020 to May 31, 2023factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Oct 8, 2025
Advisor changed firm
M••• M••••••• left M•••• • C••••• I•• for R•• W••••• M••••••••• (registered 2025-10-17)
Form ADVobserved 7 days ago
Occurred
May 31, 2023
Advisor changed firm
M••• M••••••• left P••• A••••• S••••••••• L•• for M•••• • C••••• I•• (registered 2023-05-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d55cf8f-7584-fb5f-dd47-5f53f50fd507
First observed: Mar 10, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.